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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDNT icon
5426
RadNet
RDNT
$5.19B
$0 ﹤0.01%
+20
New +$343
REVG
5427
DELISTED
REV Group
REVG
$0 ﹤0.01%
76
-92
-55% -$1.16K
RFEM icon
5428
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$79.1M
– –
-600
Closed -$35K
RFIL icon
5429
RF Industries
RFIL
$137M
$0 ﹤0.01%
18
– –
RRGB icon
5430
Red Robin
RRGB
$146M
– –
-25
Closed -$1K
HIND
5431
Vyome Holdings
HIND
$14.9M
– –
0
– –
SAMG icon
5432
Silvercrest Asset Management
SAMG
$79.7M
$0 ﹤0.01%
10
– –
SHOE
5433
Shoe Station Group
SHOE
$428M
– –
-152
Closed -$2K
SENEB
5434
Seneca Foods Class B
SENEB
– –
-2
Closed –
SFBC
5435
Sound Financial Bancorp
SFBC
$110M
$0 ﹤0.01%
4
– –
SKF icon
5436
ProShares UltraShort Financials
SKF
$10.1M
– –
0
– –
SLDB icon
5437
Solid Biosciences
SLDB
$791M
– –
-67
Closed -$10K
DCOY
5438
Decoy Therapeutics
DCOY
$2.22M
– –
0
– –
SLS icon
5439
SELLAS Life Sciences
SLS
$2.12B
– –
0
– –
SM icon
5440
SM Energy
SM
$7.67B
$0 ﹤0.01%
41
– –
SND icon
5441
Smart Sand
SND
$188M
$0 ﹤0.01%
44
– –
SNDL icon
5442
Sundial Growers
SNDL
$325M
– –
-150
Closed -$7K
SNGX icon
5443
Soligenix
SNGX
$5.71M
– –
0
– –
SNFCA icon
5444
Security National Financial
SNFCA
$250M
$0 ﹤0.01%
43
– –
SOL
5445
DELISTED
Emeren Group
SOL
– –
-40
Closed –
SQNS
5446
Sequans Communications SA
SQNS
$37.6M
$0 ﹤0.01%
2
– –
SSY
5447
DELISTED
SunLink Health Systems
SSY
$0 ﹤0.01%
362
– –
SUPV
5448
Grupo Supervielle
SUPV
$834M
$0 ﹤0.01%
12
-5
-29% -$15
TEO icon
5449
Telecom Argentina
TEO
$5.98B
$0 ﹤0.01%
12
– –
TGS icon
5450
Transportadora de Gas del Sur
TGS
$4.75B
$0 ﹤0.01%
1
– –
216 217
218
219 220

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.