LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVTL
5426
DELISTED
Pivotal Software, Inc.
PVTL
– –
-1,378
LKSD
5427
DELISTED
LSC Communications, Inc.
LKSD
– –
-183
CARB
5428
DELISTED
Carbonite Inc
CARB
– –
-10,272
EFBI
5429
DELISTED
Eagle Financial Bancorp, Inc. Common Stock
EFBI
– –
-35,000
CRZO
5430
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-3,745
CRR
5431
DELISTED
Carbo Ceramics Inc.
CRR
– –
-893
INB
5432
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-17,315
ARTX
5433
DELISTED
Arotech Corporation
ARTX
– –
-200
ANFI
5434
DELISTED
AMIRA NATURE FOODS LTD
ANFI
– –
-9,633
ONCE
5435
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-637
BSJJ
5436
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
– –
-249,854
BSCJ
5437
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-99,000
VSI
5438
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-200
JMT
5439
DELISTED
Nuveen Mortgage Opportunity Term Fund 2
JMT
– –
-2,843
TUZ
5440
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
– –
-14,926
ROAN
5441
DELISTED
Roan Resources, Inc.
ROAN
– –
-500
STI
5442
DELISTED
SunTrust Banks, Inc.
STI
– –
-25,984
FWP
5443
DELISTED
Forward Pharma A/S American Depositary Shares
FWP
– –
-1
SEMG
5444
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-384
CBM
5445
DELISTED
Cambrex Corporation
CBM
– –
-104
VIAB
5446
DELISTED
Viacom Inc. Class B
VIAB
– –
-27,032
LOR
5447
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-13,147
DNBF
5448
DELISTED
DNB Financial Corp
DNBF
– –
-273
NVTR
5449
DELISTED
Nuvectra Corporation Common Stock
NVTR
– –
-1,500
MCRN
5450
DELISTED
Milacron Holdings Corp.
MCRN
– –
-854
216 217
218
219 220