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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLFC icon
5476
Willis Lease Finance
WLFC
$1.76B
$0 ﹤0.01%
6
– –
WNEB icon
5477
Western New England Bancorp
WNEB
$266M
$0 ﹤0.01%
10
-318
-97% -$3.07K
WWR icon
5478
Westwater Resources
WWR
$54.6M
$0 ﹤0.01%
7
– –
XIN
5479
DELISTED
Xinyuan Real Estate
XIN
$0 ﹤0.01%
3
-1
-25% -$39
XTNT icon
5480
Xtant Medical Holdings
XTNT
$61.7M
$0 ﹤0.01%
+25
New +$51
XWEL icon
5481
XWELL
XWEL
$9.12M
– –
-1
Closed -$60
YCS icon
5482
ProShares UltraShort Yen
YCS
$29M
$0 ﹤0.01%
+16
New +$304
ZYXI
5483
DELISTED
Zynex
ZYXI
– –
-2,444
Closed -$21K
LFWD icon
5484
ReWalk Robotics
LFWD
$20.3M
– –
0
– –
TBRG
5485
DELISTED
TruBridge
TBRG
$0 ﹤0.01%
5
– –
XTIA icon
5486
XTI Aerospace
XTIA
$57.7M
– –
0
– –
TRAW icon
5487
Traws Pharma
TRAW
$7.27M
– –
0
– –
GRDX
5488
GridAI Technologies Corp
GRDX
$20.4M
– –
0
– -$1K
ONIT
5489
Onity Group
ONIT
$317M
$0 ﹤0.01%
13
-4
-24% -$97
CSCI
5490
DELISTED
COSCIENS Biopharma Inc. Common Stock
CSCI
– –
0
– –
ORKA
5491
Oruka Therapeutics
ORKA
$5.63B
– –
0
– –
JCTC
5492
Jewett-Cameron Trading
JCTC
$9.61M
$0 ﹤0.01%
4
– –
IRD
5493
Opus Genetics
IRD
$301M
$0 ﹤0.01%
12
-7
-37% -$53
ENFY
5494
DELISTED
Enlightify Inc
ENFY
$0 ﹤0.01%
63
-42
-40% -$149
RDGT
5495
Ridgetech Inc
RDGT
$2.8M
– –
0
– –
BACK
5496
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
– –
-33
Closed -$4K
PFC
5497
DELISTED
Premier Financial Corp. Common Stock
PFC
$0 ﹤0.01%
5
– –
AUMN
5498
DELISTED
Golden Minerals Company
AUMN
$0 ﹤0.01%
6
– –
TDW.WS
5499
DELISTED
Tidewater Inc.
TDW.WS
$0 ﹤0.01%
18
– –
EEMD
5500
DELISTED
AAM S&P Emerging Markets High Dividend Value ETF
EEMD
$0 ﹤0.01%
+10
New +$216
218 219
220
221 222

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.