We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TKC icon
5451
Turkcell
TKC
$4.82B
$0 ﹤0.01%
45
– –
TLK icon
5452
Telkom Indonesia
TLK
$15B
$0 ﹤0.01%
2
-93
-98% -$2.69K
TNXP icon
5453
Tonix Pharmaceuticals
TNXP
$165M
– –
0
– –
TOPS icon
5454
TOP Ships
TOPS
$4.03M
– –
0
– –
TOVX icon
5455
Theriva Biologics
TOVX
$10.1M
$0 ﹤0.01%
1
-11
-92% -$1.17K
TSQ icon
5456
Townsquare Media
TSQ
$109M
$0 ﹤0.01%
25
– –
TTNP
5457
DELISTED
Titan Pharmaceuticals
TTNP
– –
0
– –
TTSH
5458
DELISTED
Tile Shop Holdings
TTSH
– –
-65
Closed –
TUR icon
5459
iShares MSCI Turkey ETF
TUR
$209M
– –
-29
Closed -$1K
TURN
5460
DELISTED
180 Degree Capital
TURN
$0 ﹤0.01%
33
– –
UBT icon
5461
ProShares Ultra 20+ Year Treasury
UBT
$57M
– –
-496
Closed -$26K
UGP icon
5462
Ultrapar
UGP
$6.93B
– –
-3
Closed –
UIVM icon
5463
VictoryShares International Value Momentum ETF
UIVM
$341M
$0 ﹤0.01%
186
-247
-57% -$11.3K
UNTY icon
5464
Unity Bancorp
UNTY
$595M
$0 ﹤0.01%
6
– –
URE icon
5465
ProShares Ultra Real Estate
URE
$59.9M
$0 ﹤0.01%
85
+35
+70% +$3.01K
USSG icon
5466
Xtrackers MSCI USA ESG Leaders Equity ETF
USSG
$580M
$0 ﹤0.01%
+118
New +$3.3K
USVM icon
5467
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.78B
$0 ﹤0.01%
54
-46
-46% -$2.4K
UVXY icon
5468
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$242M
– –
0
– –
VANI icon
5469
Vivani Medical
VANI
$116M
– –
-416
Closed -$8K
VERO
5470
DELISTED
Venus Concept
VERO
– –
0
– –
VERU icon
5471
Veru
VERU
$35.6M
$0 ﹤0.01%
+2
New +$45
VLGEA icon
5472
Village Super Market
VLGEA
$648M
$0 ﹤0.01%
12
– –
VTAK icon
5473
Catheter Precision
VTAK
$960K
– –
0
– –
VXRT
5474
DELISTED
Vaxart
VXRT
$0 ﹤0.01%
33
– –
WIT icon
5475
Wipro
WIT
$20.3B
$0 ﹤0.01%
114
– –
217 218
219
220 221

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.