Ladenburg Thalmann Financial Services’s Vivani Medical VANI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio VANI Stock Details VANI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-416	Closed	-$8K	–	5511
2019 Q3	$8K	Buy	416 +20	+5%	+$394	﹤0.01%	4506
2019 Q2	$8K	Buy	396 +105	+36%	+$2.15K	﹤0.01%	4551
2019 Q1	$6K	Hold	291	–	–	﹤0.01%	4599
2018 Q4	$6K	Hold	291	–	–	﹤0.01%	4526
2018 Q3	$13K	Buy	291 +120	+70%	+$4.84K	﹤0.01%	4157
2018 Q2	$8K	Hold	171	–	–	﹤0.01%	4386
2018 Q1	$8K	Buy	+171	New	+$7.61K	﹤0.01%	4386
2016 Q4	–	Sell	-83	Closed	-$7K	–	4962
2016 Q3	$7K	Hold	83	–	–	﹤0.01%	4028
2016 Q2	$7K	Buy	+83	New	+$8.64K	﹤0.01%	3980
2015 Q2	–	Sell	-83	Closed	-$26K	–	4760
2015 Q1	$26K	Buy	+83	New	+$23.1K	﹤0.01%	3028

Other funds holding VANI

VVM

Versant Venture Management San Francisco, California $141M AUM 190.82% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SPC

Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Fore Capital New York $162M AUM 14.69% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

Ladenburg Thalmann Financial Services's VANI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services sold out of Vivani Medical (VANI) in Q4 2019, closing a stake of 416 shares — an estimated $8K sold.

Ladenburg Thalmann Financial Services first reported a position in VANI in Q1 2015 and held it in 10 quarters. The position peaked at $26K in Q1 2015. 30 funds tracked by Wall St. Rank hold VANI as of Q4 2019.

Ladenburg Thalmann Financial Services reported no remaining Vivani Medical position as of Q4 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 416 Vivani Medical shares in Q4 2019, an estimated $8K.
Ladenburg Thalmann Financial Services first reported a position in Vivani Medical in Q1 2015 and held it in 10 quarters.
Ladenburg Thalmann Financial Services's Vivani Medical position peaked at $26K in Q1 2015.
30 funds tracked by Wall St. Rank held Vivani Medical as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.