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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLP
5401
One Liberty Properties
OLP
$531M
$0 ﹤0.01%
12
– –
OMEX icon
5402
Odyssey Marine Exploration
OMEX
$36.7M
– –
-200
Closed -$1K
OPTN
5403
DELISTED
OptiNose
OPTN
$0 ﹤0.01%
2
– –
ORGO icon
5404
Organogenesis Holdings
ORGO
$305M
$0 ﹤0.01%
100
– –
PAM icon
5405
Pampa Energía
PAM
$4.68B
$0 ﹤0.01%
6
– –
PAPR icon
5406
Innovator US Equity Power Buffer ETF April
PAPR
$956M
– –
-116,260
Closed -$3.02M
PAR icon
5407
PAR Technology
PAR
$721M
– –
-200
Closed -$5K
PCYO icon
5408
Pure Cycle
PCYO
$256M
$0 ﹤0.01%
10
– –
PDD icon
5409
Pinduoduo
PDD
$128B
– –
-200
Closed -$6K
PDLB icon
5410
Ponce Financial Group
PDLB
$491M
$0 ﹤0.01%
38
– –
PDSB icon
5411
PDS Biotechnology
PDSB
$39.3M
$0 ﹤0.01%
11
– –
PKBK icon
5412
Parke Bancorp
PKBK
$402M
$0 ﹤0.01%
7
– –
PLG
5413
Platinum Group Metals
PLG
$165M
$0 ﹤0.01%
70
– –
PLUR icon
5414
Pluri
PLUR
$16.7M
– –
-13
Closed –
AGPU
5415
Axe Compute Inc
AGPU
$105M
– –
-1
Closed -$2K
PRPO icon
5416
Precipio
PRPO
$40.1M
$0 ﹤0.01%
3
– –
PSO icon
5417
Pearson
PSO
$10.1B
$0 ﹤0.01%
51
-1,340
-96% -$11.5K
PSTV icon
5418
Plus Therapeutics
PSTV
$26.6M
– –
0
– –
PTN
5419
Palatin Technologies
PTN
$14.8M
$0 ﹤0.01%
+1
New +$1.01K
QCRH icon
5420
QCR Holdings
QCRH
$1.71B
– –
-394
Closed -$15K
AIXC
5421
AIxCrypto Holdings Inc
AIXC
$14.2M
– –
0
– –
QTRX icon
5422
Quanterix
QTRX
$172M
$0 ﹤0.01%
4
– –
QUIK icon
5423
QuickLogic
QUIK
$238M
$0 ﹤0.01%
67
– –
RAIL icon
5424
FreightCar America
RAIL
$264M
– –
-100
Closed –
RAPT
5425
DELISTED
RAPT Therapeutics
RAPT
$0 ﹤0.01%
+4
New +$736
215 216
217
218 219

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.