LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFED
5401
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
BXRX
5402
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
0
GSS
5403
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
+10
ENR.PRA
5404
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-540
PCOM
5405
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
ADXS
5406
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
PHIOW
5407
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
ADMS
5408
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
CAI
5409
DELISTED
CAI International, Inc.
CAI
$0 ﹤0.01%
6
-560
QADB
5410
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
MSON
5411
DELISTED
Misonix Inc
MSON
– –
-1,000
SIC
5412
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
JAX
5413
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
SQBG
5414
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
21
+20
FCBP
5415
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
FFG
5416
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
1
-166
CRHM
5417
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
OTEL
5418
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
NMCI
5419
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
176
-15
SMEZ
5420
DELISTED
SPDR EURO STOXX Small Cap ETF
SMEZ
$0 ﹤0.01%
+63
NHLDW
5421
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
TALO.WS
5422
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
– –
-62
ZAGG
5423
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$0 ﹤0.01%
19
EIGI
5424
DELISTED
Endurance International Group Holdings, Inc.
EIGI
$0 ﹤0.01%
39
-8
CLCT
5425
DELISTED
Collectors Universe
CLCT
– –
-54
215 216
217
218 219