LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHAI
5401
DELISTED
OHA Investment Corporation
OHAI
– –
-194,967
SYE
5402
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
– –
-50
NHLD
5403
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
GSH
5404
DELISTED
Guangshen Railway Co. Ltd
GSH
$0 ﹤0.01%
2
-447
AMU
5405
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-32,625
KGJI
5406
DELISTED
Kingold Jewelry Inc.
KGJI
– –
-14
BVSN
5407
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
51
-36
DRR
5408
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
1
NIHD
5409
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
IBDK
5410
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-50,001
KEG
5411
DELISTED
Key Energy Services, Inc. Common Stock
KEG
– –
-5,316
JHD
5412
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-49,739
CELG
5413
DELISTED
Celgene Corp
CELG
– –
-30,837
SDR
5414
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-2,500
AUO
5415
DELISTED
AU Optronics Corp
AUO
– –
-477
SVA
5416
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
IMH
5417
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
+50
ISRL
5418
DELISTED
Isramco Inc
ISRL
– –
-50
RNWK
5419
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
PRMW
5420
DELISTED
Primo Water Corporation
PRMW
$0 ﹤0.01%
9
-51
GAZ
5421
DELISTED
iPath Series B Bloomberg Natural Gas Total Return Sub-Index ETN
GAZ
– –
-59
DGL
5422
DELISTED
Invesco DB Gold Fund
DGL
– –
-235
DHXM
5423
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
– –
-290
NVIV
5424
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
BBAR icon
5425
BBVA Argentina
BBAR
$3.41B
$0 ﹤0.01%
15
215 216
217
218 219