LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBAY
5526
DELISTED
Cymabay Therapeutics
CBAY
– –
-358
SUNW
5527
DELISTED
Sunworks, Inc.
SUNW
$0 ﹤0.01%
100
RESE
5528
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$0 ﹤0.01%
1
SALM
5529
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$0 ﹤0.01%
12
NETI
5530
DELISTED
Eneti Inc.
NETI
– –
-22
CLRG
5531
DELISTED
IndexIQ ETF Trust IQ U.S. Large Cap ETF
CLRG
– –
-1,029
AENZ
5532
DELISTED
Aenza S.A.A.
AENZ
– –
0
AVID
5533
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
20
SCPL
5534
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$0 ﹤0.01%
2
-1
EMAN
5535
DELISTED
eMagin Corporation
EMAN
$0 ﹤0.01%
51
CGRN
5536
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$0 ﹤0.01%
51
-594
GLCN
5537
DELISTED
VanEck China Growth Leaders ETF
GLCN
– –
-2,540
NEX
5538
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-73
ACGN
5539
DELISTED
Aceragen Inc
ACGN
$0 ﹤0.01%
5
MTEM
5540
DELISTED
Molecular Templates, Inc.
MTEM
$0 ﹤0.01%
1
TDW.WS.B
5541
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
462
+69
IMBI
5542
DELISTED
iMedia Brands, Inc. Class A Common Stock
IMBI
$0 ﹤0.01%
10
STCN
5543
DELISTED
Steel Connect, Inc. Common Stock
STCN
$0 ﹤0.01%
11
ROCC
5544
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$0 ﹤0.01%
1
SNMP
5545
DELISTED
Evolve Transition Infrastructure LP
SNMP
$0 ﹤0.01%
3
MGI
5546
DELISTED
MoneyGram International, Inc. New
MGI
– –
-300
BSMX
5547
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$0 ﹤0.01%
2
-230
CIH
5548
DELISTED
China Index Holdings Limited American Depository Shares
CIH
$0 ﹤0.01%
+5
NVCN
5549
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
5
+4
ALR
5550
DELISTED
AlerisLife Inc
ALR
– –
-1
220 221
222
223 224