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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSTO
5551
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-1
Closed -$70
LEJU
5552
DELISTED
Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares
LEJU
– –
-1
Closed -$18
SFUN
5553
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$0 ﹤0.01%
20
– –
GFED
5554
DELISTED
Guaranty Federal Bancshares In
GFED
$0 ﹤0.01%
6
– –
BXRX
5555
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
0
– –
GSS
5556
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
+10
New +$32
ENR.PRA
5557
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-540
Closed -$51K
PCOM
5558
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
– –
ADXS
5559
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
– –
PHIOW
5560
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
– –
ADMS
5561
DELISTED
Adamas Pharmaceuticals
ADMS
$0 ﹤0.01%
50
– –
CAI
5562
DELISTED
CAI International, Inc.
CAI
$0 ﹤0.01%
6
-560
-99% -$13.6K
QADB
5563
DELISTED
QAD Inc. Class B
QADB
$0 ﹤0.01%
6
– –
MSON
5564
DELISTED
Misonix Inc
MSON
– –
-1,000
Closed -$20K
SIC
5565
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
– –
JAX
5566
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
– –
SQBG
5567
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
21
+20
+2,000% +$291
FCBP
5568
DELISTED
First Choice Bancorp Common Stock
FCBP
$0 ﹤0.01%
6
– –
FFG
5569
DELISTED
FBL Financial Group
FFG
$0 ﹤0.01%
1
-166
-99% -$9.55K
CRHM
5570
DELISTED
CRH Medical Corporation
CRHM
$0 ﹤0.01%
52
– –
OTEL
5571
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
– –
NMCI
5572
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
176
-15
-8% -$28
SMEZ
5573
DELISTED
SPDR EURO STOXX Small Cap ETF
SMEZ
$0 ﹤0.01%
+63
New +$3.73K
NHLDW
5574
DELISTED
National Holdings Corporation Warrants
NHLDW
$0 ﹤0.01%
2
– –
TALO.WS
5575
DELISTED
Talos Energy, Inc. Warrants to purchase common stock (expiring February 28, 2021)
TALO.WS
– –
-62
Closed –
221 222
223
224 225

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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.