Ladenburg Thalmann Financial Services’s Advaxis Inc ADXS Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$0	Hold	66	–	–	﹤0.01%	5601
2019 Q3	$0	Hold	66	–	–	﹤0.01%	5551
2019 Q2	$0	Sell	66 -666	-91%	-$2.11K	﹤0.01%	5492
2019 Q1	$4K	Sell	732 -2	-0.3%	-$11	﹤0.01%	4783
2018 Q4	$2K	Sell	734 -120	-14%	-$918	﹤0.01%	4962
2018 Q3	$12K	Sell	854 -33	-4%	-$644	﹤0.01%	4208
2018 Q2	$23K	Hold	887	–	–	﹤0.01%	3760
2018 Q1	$23K	Buy	887 +60	+7%	+$2.24K	﹤0.01%	3760
2017 Q4	$35K	Buy	827 +67	+9%	+$3.39K	﹤0.01%	3473
2017 Q3	$48K	Buy	760 +27	+4%	+$2.49K	﹤0.01%	3116
2017 Q2	$71K	Hold	733	–	–	﹤0.01%	2759
2017 Q1	$90K	Hold	733	–	–	﹤0.01%	2474
2016 Q4	$79K	Buy	733 +400	+120%	+$54K	﹤0.01%	2501
2016 Q3	$53K	Hold	333	–	–	﹤0.01%	2745
2016 Q2	$40K	Hold	333	–	–	﹤0.01%	2861
2016 Q1	$45K	Buy	333 +166	+99%	+$18.4K	﹤0.01%	2684
2015 Q4	$25K	Buy	+167	New	+$28.7K	﹤0.01%	3073

Other funds holding ADXS

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ADXS Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Advaxis Inc (ADXS) position steady in Q4 2019 at 66 shares worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #5601.

Ladenburg Thalmann Financial Services first reported a position in ADXS in Q4 2015 and has held it in 17 quarters since. The position peaked at $90K in Q1 2017. 33 funds tracked by Wall St. Rank hold ADXS as of Q4 2019.

Ladenburg Thalmann Financial Services held 66 shares of Advaxis Inc worth $0 as of Q4 2019.
Ladenburg Thalmann Financial Services left its Advaxis Inc share count unchanged in Q4 2019.
Advaxis Inc made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5601 holding.
Ladenburg Thalmann Financial Services first reported a position in Advaxis Inc in Q4 2015 and has held it in 17 quarters since.
Ladenburg Thalmann Financial Services's Advaxis Inc position peaked at $90K in Q1 2017.
33 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.