DAFNA Capital Management’s Advaxis Inc ADXS Stock Holding History

DAFNA Capital Management’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-350,000	Closed	-$300K	–	88
2019 Q4	$300K	Hold	350,000	–	–	0.1%	76
2019 Q3	$93K	Buy	+350,000	New	+$239K	0.04%	87
2019 Q2	–	Sell	-202,222	Closed	-$1.2M	–	92
2019 Q1	$1.2M	Buy	202,222 +91,111	+82%	+$518K	0.52%	46
2018 Q4	$317K	Hold	111,111	–	–	0.16%	69
2018 Q3	$1.57M	Buy	111,111 +64,644	+139%	+$1.26M	0.64%	42
2018 Q2	$1.01M	Hold	46,467	–	–	0.47%	51
2018 Q1	$1.18M	Buy	46,467 +30,000	+182%	+$1.12M	0.57%	49
2017 Q4	$701K	Hold	16,467	–	–	0.38%	54
2017 Q3	$1.03M	Hold	16,467	–	–	0.64%	46
2017 Q2	$1.6M	Buy	16,467 +5,000	+44%	+$585K	1.14%	31
2017 Q1	$1.41M	Sell	11,467 -200	-2%	-$26K	1.19%	29
2016 Q4	$1.25M	Buy	+11,667	New	+$1.57M	1.1%	33
2015 Q4	–	Sell	-333	Closed	-$51K	–	86
2015 Q3	$51K	Buy	+333	New	+$80.5K	0.05%	86

Other funds holding ADXS

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

DAFNA Capital Management's ADXS Position: Q1 2020 in Review

DAFNA Capital Management sold out of Advaxis Inc (ADXS) in Q1 2020, closing a stake of 350,000 shares — an estimated $300K sold.

DAFNA Capital Management first reported a position in ADXS in Q3 2015 and held it in 13 quarters. The position peaked at $1.6M in Q2 2017. 33 funds tracked by Wall St. Rank hold ADXS as of Q1 2020.

DAFNA Capital Management reported no remaining Advaxis Inc position as of Q1 2020 after selling out during the quarter.
DAFNA Capital Management sold 350,000 Advaxis Inc shares in Q1 2020, an estimated $300K.
DAFNA Capital Management first reported a position in Advaxis Inc in Q3 2015 and held it in 13 quarters.
DAFNA Capital Management's Advaxis Inc position peaked at $1.6M in Q2 2017.
33 funds tracked by Wall St. Rank held Advaxis Inc as of Q1 2020.

Based on DAFNA Capital Management's 13F filing for Q1 2020, filed 15 May 2020.