Northern Trust
ADXS

Northern Trust’s Advaxis Inc ADXS Stock Holding History

Northern Trust’s Portfolio ADXS Stock Details ADXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-252,877
Closed -$132K – 4812
2021
Q3 		$132K Buy
252,877
+25,984
+11% +$12.1K ﹤0.01% 4331
2021
Q2 		$105K Buy
226,893
+66,877
+42% +$33.8K ﹤0.01% 4354
2021
Q1 		$118K Buy
160,016
+14,689
+10% +$12K ﹤0.01% 4250
2020
Q4 		$51K Buy
145,327
+37,638
+35% +$14K ﹤0.01% 4236
2020
Q3 		$44K Sell
107,689
-20,731
-16% -$10.5K ﹤0.01% 4121
2020
Q2 		$69K Buy
128,420
+63,551
+98% +$42.7K ﹤0.01% 3997
2020
Q1 		$34K Buy
64,869
+35,491
+121% +$31K ﹤0.01% 4016
2019
Q4 		$25K Buy
+29,378
New +$13.4K ﹤0.01% 4142
2019
Q1 		– Sell
-8,587
Closed -$24K – 4273
2018
Q4 		$24K Buy
8,587
+33
+0.4% +$252 ﹤0.01% 4136
2018
Q3 		$121K Sell
8,554
-286
-3% -$5.58K ﹤0.01% 3992
2018
Q2 		$192K Sell
8,840
-22,342
-72% -$579K ﹤0.01% 3873
2018
Q1 		$790K Buy
31,182
+1,837
+6% +$68.5K ﹤0.01% 3447
2017
Q4 		$1.25M Sell
29,345
-969
-3% -$49K ﹤0.01% 3341
2017
Q3 		$1.9M Sell
30,314
-140
-0.5% -$12.9K ﹤0.01% 3214
2017
Q2 		$2.96M Buy
30,454
+1,295
+4% +$152K ﹤0.01% 2927
2017
Q1 		$3.57M Buy
29,159
+233
+0.8% +$30.3K ﹤0.01% 2761
2016
Q4 		$3.11M Buy
28,926
+1,149
+4% +$155K ﹤0.01% 2847
2016
Q3 		$4.45M Buy
27,777
+2,027
+8% +$330K ﹤0.01% 2581
2016
Q2 		$3.13M Buy
25,750
+2,080
+9% +$266K ﹤0.01% 2777
2016
Q1 		$3.21M Buy
23,670
+107
+0.5% +$11.8K ﹤0.01% 2701
2015
Q4 		$3.56M Buy
23,563
+787
+3% +$135K ﹤0.01% 2683
2015
Q3 		$3.5M Buy
22,776
+16,779
+280% +$4.06M ﹤0.01% 2688
2015
Q2 		$1.83M Buy
5,997
+3,473
+138% +$1.1M ﹤0.01% 3104
2015
Q1 		$547K Buy
2,524
+751
+42% +$115K ﹤0.01% 3583
2014
Q4 		$213K Sell
1,773
-360
-17% -$20.2K ﹤0.01% 3794
2014
Q3 		$107K Buy
2,133
+978
+85% +$46.5K ﹤0.01% 4005
2014
Q2 		$55K Hold
1,155
– – ﹤0.01% 4098
2014
Q1 		$54K Buy
+1,155
New +$81.5K ﹤0.01% 4048

Other funds holding ADXS

FFS
Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Victory Capital Management
Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Northern Trust's ADXS Position: Q4 2021 in Review

Northern Trust sold out of Advaxis Inc (ADXS) in Q4 2021, closing a stake of 252,877 shares — an estimated $132K sold.

Northern Trust first reported a position in ADXS in Q1 2014 and held it in 28 quarters. The position peaked at $4.45M in Q3 2016. 6 funds tracked by Wall St. Rank hold ADXS as of Q4 2021.

  • Northern Trust reported no remaining Advaxis Inc position as of Q4 2021 after selling out during the quarter.
  • Northern Trust sold 252,877 Advaxis Inc shares in Q4 2021, an estimated $132K.
  • Northern Trust first reported a position in Advaxis Inc in Q1 2014 and held it in 28 quarters.
  • Northern Trust's Advaxis Inc position peaked at $4.45M in Q3 2016.
  • 6 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2021.

Based on Northern Trust's 13F filing for Q4 2021, filed 8 Feb 2022.