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ADXS

Advaxis Inc

Delisted

ADXS was delisted on the 22nd of December, 2021.

91 hedge funds and large institutions have $178M invested in Advaxis Inc in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $162M → $178M (+$16.5M)

4% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 27

1% less call options, than puts

Call options by funds: $6.07M | Put options by funds: $6.11M

7% less funds holding

Funds holding: 9891 (-7)

10% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 10

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
91
Holders Change
-7
Holders Change %
-7.14%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
28
Reduced
27
Closed
10
Calls
$6.07M
Puts
$6.11M
Net Calls
-$43K
Net Calls Change
+$1.18M
Name Holding Trade Value Shares
Change
Change in
Stake
Adage Capital Partners
1
Adage Capital Partners
Massachusetts
$48.5M
Fidelity Investments
2
Fidelity Investments
Massachusetts
$35M +$1.6M +12,326 +5%
BlackRock
3
BlackRock
New York
$18.3M +$19.4M +149,503 +87,429%
Vanguard Group
4
Vanguard Group
Pennsylvania
$13.6M +$1.21M +9,314 +9%
BC
5
Broadfin Capital
New York
$12.4M
SAM
6
Sectoral Asset Management
Quebec, Canada
$6.86M +$1.3M +9,980 +22%
State Street
7
State Street
Massachusetts
$5.08M +$1.17K +9 +0%
Northern Trust
8
Northern Trust
Illinois
$3.57M +$30.3K +233 +0.8%
SCM
9
Sarissa Capital Management
Connecticut
$2.77M -$1.39M -10,721 -32%
MWNA
10
Marshall Wace North America
New York
$2.46M +$2.66M +20,455 New
Geode Capital Management
11
Geode Capital Management
Massachusetts
$2.29M +$110K +849 +5%
Citadel Advisors
12
Citadel Advisors
Florida
$1.68M +$7.79K +60 +0.4%
Bank of New York Mellon
13
Bank of New York Mellon
New York
$1.5M +$30K +231 +2%
D.E. Shaw & Co
14
D.E. Shaw & Co
New York
$1.47M +$646K +4,972 +71%
DCM
15
DAFNA Capital Management
California
$1.41M -$26K -200 -2%
CS
16
Credit Suisse
Switzerland
$1.34M -$1.19M -9,138 -45%
Allianz Asset Management
17
Allianz Asset Management
Germany
$1.18M -$19.1K -147 -2%
TCM
18
Tanaka Capital Management
New York
$1.12M -$12.5K -96 -1%
Morgan Stanley
19
Morgan Stanley
New York
$1.11M -$459K -3,538 -28%
Charles Schwab
20
Charles Schwab
California
$1.05M +$63.6K +490 +6%
VIA
21
Vident Investment Advisory
Georgia
$890K +$157K +1,211 +20%
NC
22
Nexthera Capital
New York
$791K -$893K -6,880 -52%
TCIM
23
TIAA CREF Investment Management
New York
$783K -$285K -2,198 -26%
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$744K +$396K +3,046 +101%
FSA
25
Franklin Street Advisors
North Carolina
$717K

ADXS Hedge Fund Activity: Q1 2017 in Review

91 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Advaxis Inc (ADXS) for Q1 2017, worth a combined $178M — up 10% from $162M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of ADXS and 9 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 28 added.

The largest buyer was BlackRock, adding an estimated $19.4M. The largest seller was Marshall Wace, exiting entirely with an estimated $4.86M sold.

  • 91 institutional investors held Advaxis Inc (ADXS) as of Q1 2017, down from 98 in Q4 2016.
  • Funds reported $178M of Advaxis Inc stock for Q1 2017, up 10% quarter-over-quarter.
  • 9 funds opened new Advaxis Inc positions in Q1 2017 and 10 closed out, a net change of -1 holder.
  • The largest Advaxis Inc buyer in Q1 2017 was BlackRock, an estimated $19.4M added.
  • The largest Advaxis Inc seller in Q1 2017 was Marshall Wace, an estimated $4.86M sold.

Based on aggregated 13F filings for Q1 2017.