LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZN
5601
DELISTED
Zion Oil & Gas, Inc.
ZN
$0 ﹤0.01%
1,000
DZSI
5602
DELISTED
DZS Inc. Common Stock
DZSI
$0 ﹤0.01%
13
-40
NHLD
5603
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
GSH
5604
DELISTED
Guangshen Railway Co. Ltd
GSH
$0 ﹤0.01%
2
-447
AMU
5605
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-32,625
KGJI
5606
DELISTED
Kingold Jewelry Inc.
KGJI
– –
-14
BVSN
5607
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
51
-36
DRR
5608
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
1
NIHD
5609
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
CPAC
5610
Cementos Pacasmayo
CPAC
$875M
$0 ﹤0.01%
1
MBIN icon
5611
Merchants Bancorp
MBIN
$1.62B
$0 ﹤0.01%
2
-13
MBOT icon
5612
Microbot Medical
MBOT
$144M
$0 ﹤0.01%
7
+1
RRGB icon
5613
Red Robin
RRGB
$75.1M
– –
-25
HIND
5614
Vyome Holdings
HIND
$16.1M
– –
0
TARO
5615
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$0 ﹤0.01%
89
-7
BIOL
5616
DELISTED
Biolase, Inc.
BIOL
– –
0
BACK
5617
DELISTED
IMAC Holdings, Inc. Common Stock
BACK
– –
-33
EEMD
5618
DELISTED
AAM S&P Emerging Markets High Dividend Value ETF
EEMD
$0 ﹤0.01%
+10
KA
5619
DELISTED
Kineta, Inc. Common Stock
KA
$0 ﹤0.01%
1
BTEC
5620
DELISTED
Principal Exchange-Traded Funds Principal Healthcare Innovators ETF
BTEC
– –
-450
TCON
5621
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$0 ﹤0.01%
2
VIVE
5622
DELISTED
VIVEVE MED INC
VIVE
– –
-1
ASHX
5623
DELISTED
Xtrackers MSCI China A Inclusion Equity ETF
ASHX
$0 ﹤0.01%
+21
YELL
5624
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
UBOH
5625
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
223 224
225
226 227