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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAMS
5651
DELISTED
MAM Software Group Inc. New
MAMS
– –
-17
Closed –
ISCA
5652
DELISTED
International Speedway Corp
ISCA
– –
-4,424
Closed -$199K
YMLI
5653
DELISTED
VanEck Vectors High Income Infrastructure MLP ETF
YMLI
– –
-2,016
Closed -$22K
NCI
5654
DELISTED
Navigant Consulting, Inc.
NCI
– –
-165
Closed -$5K
TYPE
5655
DELISTED
Monotype Imaging Holdings Inc.
TYPE
– –
-587
Closed -$12K
CTWS
5656
DELISTED
Connecticut Water Service Inc
CTWS
– –
-3,918
Closed -$275K
ROX
5657
DELISTED
Castle Brands, Inc.
ROX
– –
-1,000
Closed -$1K
NVLN
5658
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
– –
-116
Closed –
VSM
5659
DELISTED
Versum Materials, Inc.
VSM
– –
-1,630
Closed -$85K
FNG
5660
DELISTED
AdvisorShares New Tech and Media ETF
FNG
– –
-1,287
Closed -$13K
AABA
5661
DELISTED
Altaba Inc
AABA
– –
-12,018
Closed -$235K
BID
5662
DELISTED
Sotheby's
BID
– –
-228
Closed -$13K
EGI
5663
DELISTED
Entre Resources Ltd. Common Shares
EGI
– –
-11,200
Closed -$2K
TRNX
5664
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
$0 ﹤0.01%
1
– –
ONCS
5665
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-18
Closed -$1K
NAVB
5666
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$0 ﹤0.01%
+6
New +$5
GTYH
5667
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
– –
-31
Closed –
DGL
5668
DELISTED
Invesco DB Gold Fund
DGL
– –
-235
Closed -$11K
DHXM
5669
DELISTED
DHX Media Ltd. Common Voting and Variable Voting Shares
DHXM
– –
-290
Closed –
NVIV
5670
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
– –
CEI
5671
DELISTED
Camber Energy, Inc
CEI
– –
0
– –
MACK
5672
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$0 ﹤0.01%
60
– –
TEUM
5673
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
2,160
+1,000
+86% +$577
DRYS
5674
DELISTED
DryShips Inc. Common Stock
DRYS
– –
-4
Closed –
NYNY
5675
DELISTED
Empire Resorts, Inc.
NYNY
– –
-47
Closed –
225 226
227
228 229

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.