LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCS
5676
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-18
NVIV
5677
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
0
TEUM
5678
DELISTED
Pareteum Corporation
TEUM
$0 ﹤0.01%
2,160
+1,000
NYNY
5679
DELISTED
Empire Resorts, Inc.
NYNY
– –
-47
OHAI
5680
DELISTED
OHA Investment Corporation
OHAI
– –
-194,967
ARC
5681
DELISTED
ARC Document Solutions, Inc.
ARC
$0 ﹤0.01%
+100
VIA
5682
DELISTED
Viacom Inc. Class A
VIA
– –
-254
ASHX
5683
DELISTED
Xtrackers MSCI China A Inclusion Equity ETF
ASHX
$0 ﹤0.01%
+21
YELL
5684
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
UBOH
5685
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
NTP
5686
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
9
-61
VCF
5687
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
15
-5
JHD
5688
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-49,739
CELG
5689
DELISTED
Celgene Corp
CELG
– –
-30,837
SDR
5690
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-2,500
IMH
5691
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
+50
ISRL
5692
DELISTED
Isramco Inc
ISRL
– –
-50
RNWK
5693
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
AIM
5694
AIM ImmunoTech
AIM
$8.61M
– –
0
BBRE icon
5695
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.24B
– –
-1,707
ASG
5696
Liberty All-Star Growth Fund
ASG
$338M
$0 ﹤0.01%
3
-14,029
ASTC icon
5697
Astrotech Corp
ASTC
$69.2M
– –
0
AYTU icon
5698
AYTU BioPharma
AYTU
$22.8M
– –
0
BBAR icon
5699
BBVA Argentina
BBAR
$3.63B
$0 ﹤0.01%
15
BBW icon
5700
Build-A-Bear
BBW
$449M
$0 ﹤0.01%
100
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228
229