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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHAI
5676
DELISTED
OHA Investment Corporation
OHAI
– –
-194,967
Closed -$253K
ARC
5677
DELISTED
ARC Document Solutions, Inc.
ARC
$0 ﹤0.01%
+100
New +$130
VIA
5678
DELISTED
Viacom Inc. Class A
VIA
– –
-254
Closed -$7K
ASHX
5679
DELISTED
Xtrackers MSCI China A Inclusion Equity ETF
ASHX
$0 ﹤0.01%
+21
New +$422
YELL
5680
DELISTED
Yellow Corporation Common Stock
YELL
$0 ﹤0.01%
100
– –
UBOH
5681
DELISTED
United Bancshares Inc/OH
UBOH
$0 ﹤0.01%
6
– –
NTP
5682
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
9
-61
-87% -$539
VCF
5683
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
15
-5
-25% -$74
SYE
5684
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
– –
-50
Closed -$4K
NHLD
5685
DELISTED
National Holdings Corporation
NHLD
$0 ﹤0.01%
2
– –
GSH
5686
DELISTED
Guangshen Railway Co. Ltd
GSH
$0 ﹤0.01%
2
-447
-100% -$7.21K
AMU
5687
DELISTED
ETRACS Alerian MLP Index ETN
AMU
– –
-32,625
Closed -$479K
KGJI
5688
DELISTED
Kingold Jewelry Inc.
KGJI
– –
-14
Closed –
BVSN
5689
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
51
-36
-41% -$96
DRR
5690
DELISTED
Market Vectors Double Short Euro ETN
DRR
$0 ﹤0.01%
1
– –
NIHD
5691
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$0 ﹤0.01%
121
– –
IBDK
5692
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-50,001
Closed -$1.24M
KEG
5693
DELISTED
Key Energy Services, Inc. Common Stock
KEG
– –
-5,316
Closed -$8K
JHD
5694
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-49,739
Closed -$490K
CELG
5695
DELISTED
Celgene Corp
CELG
– –
-30,837
Closed -$3.06M
SDR
5696
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-2,500
Closed -$1K
AUO
5697
DELISTED
AU Optronics Corp
AUO
– –
-477
Closed -$1K
SVA
5698
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
– –
IMH
5699
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
+50
New +$325
ISRL
5700
DELISTED
Isramco Inc
ISRL
– –
-50
Closed -$6K
225 226 227
228
229

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HAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.