LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.17%
This Quarter Est. Return
1 Year Est. Return
+25.17%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$134M
2
+$65.9M
3
+$55.3M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$45.1M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$42.8M

Top Sells

1
+$50.5M
2
+$49.4M
3
+$39.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$29.2M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.2M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTP
5626
DELISTED
Nam Tai Property Inc.
NTP
$0 ﹤0.01%
9
-61
VCF
5627
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$0 ﹤0.01%
15
-5
SYE
5628
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
– –
-50
IBDK
5629
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
– –
-50,001
KEG
5630
DELISTED
Key Energy Services, Inc. Common Stock
KEG
– –
-5,316
JHD
5631
DELISTED
Nuveen High Income December 2019 Target Term Fund
JHD
– –
-49,739
CELG
5632
DELISTED
Celgene Corp
CELG
– –
-30,837
SDR
5633
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-2,500
AUO
5634
DELISTED
AU Optronics Corp
AUO
– –
-477
SVA
5635
DELISTED
Sinovac Biotech, Ltd
SVA
$0 ﹤0.01%
4
IMH
5636
DELISTED
Impac Mortgage Holdings Inc.
IMH
$0 ﹤0.01%
+50
ISRL
5637
DELISTED
Isramco Inc
ISRL
– –
-50
RNWK
5638
DELISTED
RealNetworks Inc
RNWK
$0 ﹤0.01%
250
ABEO icon
5639
Abeona Therapeutics
ABEO
$285M
– –
0
ACHV icon
5640
Achieve Life Sciences
ACHV
$310M
– –
0
ACMR icon
5641
ACM Research
ACMR
$3.48B
$0 ﹤0.01%
18
ACTG icon
5642
Acacia Research
ACTG
$368M
$0 ﹤0.01%
148
ADTN icon
5643
Adtran
ADTN
$741M
$0 ﹤0.01%
42
-44
AEMD icon
5644
Aethlon Medical
AEMD
$2.84M
– –
0
ALT icon
5645
Altimmune
ALT
$442M
$0 ﹤0.01%
1
AMR icon
5646
Alpha Metallurgical Resources
AMR
$3.1B
$0 ﹤0.01%
8
BNBX
5647
BNB Plus Corp
BNBX
$7.29M
– –
0
ARMP icon
5648
Armata Pharmaceuticals
ARMP
$233M
$0 ﹤0.01%
52
ASG
5649
Liberty All-Star Growth Fund
ASG
$336M
$0 ﹤0.01%
3
-14,029
ASTC icon
5650
Astrotech Corp
ASTC
$6.53M
– –
0
224 225
226
227 228