LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.16%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
5,752
New
Increased
Reduced
Closed

Top Buys

1
+$577M
2
+$131M
3
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

1
+$49.5M
2
+$48.3M
3
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CASA
5626
DELISTED
Casa Systems, Inc. Common Stock
CASA
– –
-500
NGE
5627
DELISTED
Global X MSCI Nigeria ETF
NGE
– –
0
AVID
5628
DELISTED
Avid Technology Inc
AVID
$0 ﹤0.01%
20
CFMS
5629
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-47
TMBR
5630
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
– –
-3
USAK
5631
DELISTED
USA Truck Inc
USAK
$0 ﹤0.01%
50
ICOL
5632
DELISTED
iShares MSCI Colombia ETF
ICOL
$0 ﹤0.01%
17
DIVA
5633
DELISTED
AGFiQ Hedged Dividend Income Fund
DIVA
– –
-2,214
GSS
5634
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
+10
PCOM
5635
DELISTED
Points.com Inc. Common Shares
PCOM
$0 ﹤0.01%
12
ADXS
5636
DELISTED
Advaxis Inc
ADXS
$0 ﹤0.01%
66
PHIOW
5637
DELISTED
Phio Pharmaceuticals Corp. Warrants expiring 12/21/2021
PHIOW
$0 ﹤0.01%
3,000
MSON
5638
DELISTED
Misonix Inc
MSON
– –
-1,000
SIC
5639
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$0 ﹤0.01%
24
JAX
5640
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
34
OTEL
5641
DELISTED
Otelco, Inc. Class A
OTEL
$0 ﹤0.01%
9
NMCI
5642
DELISTED
Navios Maritime Containers L.P. Common Units
NMCI
$0 ﹤0.01%
176
-15
SMEZ
5643
DELISTED
SPDR EURO STOXX Small Cap ETF
SMEZ
$0 ﹤0.01%
+63
INAP
5644
DELISTED
Internap Corporation
INAP
$0 ﹤0.01%
2
-25
MNI
5645
DELISTED
The McClatchy Company Class A Common Stock
MNI
$0 ﹤0.01%
15
GWR
5646
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-508
CRZO
5647
DELISTED
Carrizo Oil & Gas Inc
CRZO
– –
-3,745
CRR
5648
DELISTED
Carbo Ceramics Inc.
CRR
– –
-893
INB
5649
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-17,315
BSCJ
5650
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-99,000
224 225
226
227 228