Ladenburg Thalmann Financial Services’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-32,625	Closed	-$479K	–	5729
2019 Q3	$479K	Sell	32,625 -2,900	-8%	-$44.1K	﹤0.01%	1805
2019 Q2	$562K	Buy	35,525 +2,000	+6%	+$31.7K	﹤0.01%	1655
2019 Q1	$537K	Buy	33,525 +3,400	+11%	+$53.5K	﹤0.01%	1638
2018 Q4	$422K	Buy	30,125 +350	+1%	+$5.57K	﹤0.01%	1663
2018 Q3	$514K	Buy	29,775 +13,294	+81%	+$233K	﹤0.01%	1582
2018 Q2	$249K	Hold	16,481	–	–	﹤0.01%	2062
2018 Q1	$249K	Buy	16,481 +3,056	+23%	+$52.5K	﹤0.01%	2062
2017 Q4	$233K	Sell	13,425 -100	-0.7%	-$1.71K	﹤0.01%	2096
2017 Q3	$240K	Buy	13,525 +12,525	+1,253%	+$227K	﹤0.01%	1970
2017 Q2	$19K	Hold	1,000	–	–	﹤0.01%	3673
2017 Q1	$20K	Hold	1,000	–	–	﹤0.01%	3578
2016 Q4	$20K	Hold	1,000	–	–	﹤0.01%	3494
2016 Q3	$20K	Hold	1,000	–	–	﹤0.01%	3425
2016 Q2	$20K	Sell	1,000 -469	-32%	-$8.79K	﹤0.01%	3352
2016 Q1	$25K	Sell	1,469 -3,740	-72%	-$59.3K	﹤0.01%	3122
2015 Q4	$95K	Buy	5,209 +87	+2%	+$1.68K	﹤0.01%	2099
2015 Q3	$98K	Sell	5,122 -89	-2%	-$2.02K	﹤0.01%	2012
2015 Q2	$130K	Sell	5,211 -1,445	-22%	-$39.6K	﹤0.01%	1910
2015 Q1	$180K	Buy	6,656 +56	+0.8%	+$1.56K	﹤0.01%	1651
2014 Q4	$192K	Buy	6,600 +2,552	+63%	+$78.7K	﹤0.01%	1460
2014 Q3	$135K	Sell	4,048 -39	-1%	-$1.29K	﹤0.01%	1438
2014 Q2	$135K	Buy	4,087 +282	+7%	+$8.75K	﹤0.01%	1419
2014 Q1	$111K	Buy	3,805 +36	+1%	+$1.05K	﹤0.01%	1450
2013 Q4	$110K	Buy	3,769 +539	+17%	+$15.3K	﹤0.01%	1424
2013 Q3	$91K	Buy	+3,230	New	+$91.3K	﹤0.01%	1446

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

FCBT

First Citizens Bank & Trust Raleigh, North Carolina $6.69B AUM 24.48% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $61.7B AUM 33.76% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $3.02B AUM 34.37% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AMU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services sold out of ETRACS Alerian MLP Index ETN (AMU) in Q4 2019, closing a stake of 32,625 shares — an estimated $479K sold.

Ladenburg Thalmann Financial Services first reported a position in AMU in Q3 2013 and held it in 25 quarters. The position peaked at $562K in Q2 2019. 40 funds tracked by Wall St. Rank hold AMU as of Q4 2019.

Ladenburg Thalmann Financial Services reported no remaining ETRACS Alerian MLP Index ETN position as of Q4 2019 after selling out during the quarter.
Ladenburg Thalmann Financial Services sold 32,625 ETRACS Alerian MLP Index ETN shares in Q4 2019, an estimated $479K.
Ladenburg Thalmann Financial Services first reported a position in ETRACS Alerian MLP Index ETN in Q3 2013 and held it in 25 quarters.
Ladenburg Thalmann Financial Services's ETRACS Alerian MLP Index ETN position peaked at $562K in Q2 2019.
40 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.