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AMU

ETRACS Alerian MLP Index ETN

Delisted

AMU was delisted on the 23rd of November, 2020.

31 hedge funds and large institutions have $211M invested in ETRACS Alerian MLP Index ETN in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 12 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

140% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 5

35% more funds holding

Funds holding: 2331 (+8)

14% more capital invested

Capital invested by funds: $186M → $211M (+$25.4M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
31
Holders Change
+8
Holders Change %
+34.78%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
12
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$135M +$35.4M +1,148,858 +33%
VC
2
Vicus Capital
Pennsylvania
$16M +$991K +32,140 +6%
AR
3
Advisory Research
Illinois
$11.7M +$12.5M +403,930 New
Fifth Third Bancorp
4
Fifth Third Bancorp
Ohio
$7.47M -$175K -5,677 -2%
AL
5
Aspiriant LLC
California
$6.75M +$7.17M +232,613 New
EGA
6
Eagle Global Advisors
Texas
$6.55M -$1.71M -55,500 -20%
CAM
7
Congress Asset Management
Massachusetts
$6.42M -$4.47M -145,002 -40%
BWFM
8
Bridgewater Wealth & Financial Management
Maryland
$3.04M +$3.24M +104,912 New
Deutsche Bank
9
Deutsche Bank
Germany
$3.02M +$422K +13,675 +15%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.69M +$2.86M +92,751 New
PPA
11
Parametric Portfolio Associates
Washington
$2.43M +$20.6K +669 +0.8%
SI
12
Stephens Inc
Arkansas
$1.73M +$157K +5,087 +9%
Natixis Advisors
13
Natixis Advisors
Massachusetts
$1.61M -$2.72M -88,192 -61%
CS
14
Credit Suisse
Switzerland
$1.41M +$267K +8,664 +22%
MAM
15
Marquette Asset Management
Minnesota
$1.03M +$41.8K +1,357 +4%
Stifel Financial
16
Stifel Financial
Missouri
$1M +$42.7K +1,385 +4%
PI
17
Placemark Investments
Illinois
$800K +$118K +3,841 +16%
LPL Financial
18
LPL Financial
California
$788K +$6.17K +200 +0.7%
FAAS
19
First Allied Advisory Services
California
$316K +$334K +10,844 New
AAM
20
Aureus Asset Management
Massachusetts
$302K +$321K +10,425 New
B
21
Baird
Wisconsin
$267K
YP
22
Yellowstone Partners
Idaho
$216K +$230K +7,444 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$192K +$78.7K +2,552 +63%
FNBT
24
FineMark National Bank & Trust
Florida
$131K -$57.8K -1,876 -29%
S
25
SignatureFD
Georgia
$46K

AMU Hedge Fund Activity: Q4 2014 in Review

31 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in ETRACS Alerian MLP Index ETN (AMU) for Q4 2014, worth a combined $211M — up 14% from $186M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new AMU positions and 3 closed out — a net gain of 8 holders — while 12 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $35.4M. The largest seller was Congress Asset Management, cutting an estimated $4.47M.

  • 31 institutional investors held ETRACS Alerian MLP Index ETN (AMU) as of Q4 2014, up from 23 in Q3 2014.
  • Funds reported $211M of ETRACS Alerian MLP Index ETN stock for Q4 2014, up 14% quarter-over-quarter.
  • 11 funds opened new ETRACS Alerian MLP Index ETN positions in Q4 2014 and 3 closed out, a net change of +8 holders.
  • The largest ETRACS Alerian MLP Index ETN buyer in Q4 2014 was Wells Fargo, an estimated $35.4M added.
  • The largest ETRACS Alerian MLP Index ETN seller in Q4 2014 was Congress Asset Management, an estimated $4.47M sold.

Based on aggregated 13F filings for Q4 2014.