Congress Asset Management’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Congress Asset Management’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-462,292	Closed	-$8.01M	–	405
2017 Q4	$8.01M	Buy	462,292 +15,669	+4%	+$268K	0.12%	112
2017 Q3	$7.93M	Buy	446,623 +18,949	+4%	+$343K	0.12%	116
2017 Q2	$8.02M	Buy	427,674 +93,761	+28%	+$1.82M	0.14%	99
2017 Q1	$6.78M	Buy	333,913 +73,264	+28%	+$1.51M	0.13%	118
2016 Q4	$5.18M	Sell	260,649 -142,738	-35%	-$2.74M	0.11%	134
2016 Q3	$8M	Sell	403,387 -263,754	-40%	-$5.22M	0.18%	95
2016 Q2	$13.3M	Buy	667,141 +647,973	+3,380%	+$12.1M	0.31%	81
2016 Q1	$326K	Sell	19,168 -130,628	-87%	-$2.07M	0.01%	208
2015 Q4	$2.73M	Buy	+149,796	New	+$2.89M	0.07%	161
2015 Q3	–	Sell	-409,558	Closed	-$10.2M	–	238
2015 Q2	$10.2M	Buy	409,558 +110,773	+37%	+$3.03M	0.29%	91
2015 Q1	$8.07M	Buy	298,785 +77,345	+35%	+$2.15M	0.19%	99
2014 Q4	$6.42M	Sell	221,440 -145,002	-40%	-$4.47M	0.16%	110
2014 Q3	$12.3M	Buy	366,442 +98,596	+37%	+$3.26M	0.31%	84
2014 Q2	$8.84M	Buy	+267,846	New	+$8.31M	0.22%	88

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FCBT

First Citizens Bank & Trust Raleigh, North Carolina $6.69B AUM 24.48% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Congress Asset Management's AMU Position: Q1 2018 in Review

Congress Asset Management sold out of ETRACS Alerian MLP Index ETN (AMU) in Q1 2018, closing a stake of 462,292 shares — an estimated $8.01M sold.

Congress Asset Management first reported a position in AMU in Q2 2014 and held it in 14 quarters. The position peaked at $13.3M in Q2 2016. 42 funds tracked by Wall St. Rank hold AMU as of Q1 2018.

Congress Asset Management reported no remaining ETRACS Alerian MLP Index ETN position as of Q1 2018 after selling out during the quarter.
Congress Asset Management sold 462,292 ETRACS Alerian MLP Index ETN shares in Q1 2018, an estimated $8.01M.
Congress Asset Management first reported a position in ETRACS Alerian MLP Index ETN in Q2 2014 and held it in 14 quarters.
Congress Asset Management's ETRACS Alerian MLP Index ETN position peaked at $13.3M in Q2 2016.
42 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q1 2018.

Based on Congress Asset Management's 13F filing for Q1 2018, filed 11 May 2018.