Advisory Research’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Advisory Research’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-13,000	Closed	-$221K	–	274
2016 Q1	$221K	Sell	13,000 -360,895	-97%	-$5.73M	﹤0.01%	251
2015 Q4	$6.81M	Buy	373,895 +256,265	+218%	+$4.95M	0.1%	139
2015 Q3	$2.25M	Buy	+117,630	New	+$2.67M	0.03%	166
2015 Q1	–	Sell	-403,930	Closed	-$11.7M	–	370
2014 Q4	$11.7M	Buy	+403,930	New	+$12.5M	0.12%	142
2014 Q1	–	Sell	-13,100	Closed	-$381K	–	804
2013 Q4	$381K	Buy	+13,100	New	+$373K	﹤0.01%	284

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

CAM

Congress Asset Management Boston, Massachusetts $16.3B AUM 42.69% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.36B AUM 18.46% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

MAM

Marquette Asset Management Minneapolis, Minnesota $779M AUM 23.4% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Advisory Research's AMU Position: Q2 2016 in Review

Advisory Research sold out of ETRACS Alerian MLP Index ETN (AMU) in Q2 2016, closing a stake of 13,000 shares — an estimated $221K sold.

Advisory Research first reported a position in AMU in Q4 2013 and held it in 5 quarters. The position peaked at $11.7M in Q4 2014. 47 funds tracked by Wall St. Rank hold AMU as of Q2 2016.

Advisory Research reported no remaining ETRACS Alerian MLP Index ETN position as of Q2 2016 after selling out during the quarter.
Advisory Research sold 13,000 ETRACS Alerian MLP Index ETN shares in Q2 2016, an estimated $221K.
Advisory Research first reported a position in ETRACS Alerian MLP Index ETN in Q4 2013 and held it in 5 quarters.
Advisory Research's ETRACS Alerian MLP Index ETN position peaked at $11.7M in Q4 2014.
47 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q2 2016.

Based on Advisory Research's 13F filing for Q2 2016, filed 16 Aug 2016.