Ladenburg Thalmann Financial Services’s ProShares UltraShort Energy DUG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DUG Stock Details DUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$0	Buy	+2	New	+$1.71K	﹤0.01%	5358
2019 Q3	–	Sell	-3	Closed	-$2K	–	5310
2019 Q2	$2K	Buy	+3	New	+$2.34K	﹤0.01%	4953
2016 Q2	–	Sell	-10	Closed	-$10.6K	–	4757
2016 Q1	$15K	Buy	+10	New	+$14.8K	﹤0.01%	3440
2015 Q2	–	Sell	-18	Closed	-$19K	–	4673
2015 Q1	$19K	Buy	+18	New	+$19.6K	﹤0.01%	3207

Other funds holding DUG

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Simplex Trading Chicago, Illinois $149B AUM 62.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BCWM

Bartlett & Co Wealth Management Cincinnati, Ohio $7.82B AUM 15.4% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DUG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services opened a new position in ProShares UltraShort Energy (DUG) in Q4 2019: 2 shares worth $0. The stake represents ﹤0.01% of the portfolio and ranks #5358 among its holdings. This is a return to the name: Ladenburg Thalmann Financial Services previously reported a position in DUG as recently as Q2 2019.

Ladenburg Thalmann Financial Services first reported a position in DUG in Q1 2015 and has held it in 4 quarters since. The position peaked at $19K in Q1 2015. 7 funds tracked by Wall St. Rank hold DUG as of Q4 2019.

Ladenburg Thalmann Financial Services held 2 shares of ProShares UltraShort Energy worth $0 as of Q4 2019.
ProShares UltraShort Energy was a new Ladenburg Thalmann Financial Services position in Q4 2019.
ProShares UltraShort Energy made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5358 holding.
Ladenburg Thalmann Financial Services first reported a position in ProShares UltraShort Energy in Q1 2015 and has held it in 4 quarters since.
Ladenburg Thalmann Financial Services's ProShares UltraShort Energy position peaked at $19K in Q1 2015.
7 funds tracked by Wall St. Rank held ProShares UltraShort Energy as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.