Ladenburg Thalmann Financial Services’s Check-Cap MBAI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio MBAI Stock Details MBAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$0	Sell	1 -2	-67%	-$464	﹤0.01%	5333
2019 Q3	$1K	Buy	3 +2	+200%	+$572	﹤0.01%	5083
2019 Q2	$0	Hold	1	–	–	﹤0.01%	5272
2019 Q1	$0	Hold	1	–	–	﹤0.01%	5213
2018 Q4	$0	Hold	1	–	–	﹤0.01%	5210
2018 Q3	$1K	Sell	1 -13	-93%	-$6.68K	﹤0.01%	4970
2018 Q2	$1K	Buy	14 +13	+1,300%	+$9.55K	﹤0.01%	4960
2018 Q1	$1K	Hold	1	–	–	﹤0.01%	4960
2017 Q4	$1K	Hold	1	–	–	﹤0.01%	4879
2017 Q3	$2K	Hold	1	–	–	﹤0.01%	4650
2017 Q2	$2K	Buy	+1	New	+$3.41K	﹤0.01%	4579

Other funds holding MBAI

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Fosun International Hong Kong, China $446M AUM 13.33% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Diametric Capital Boston, Massachusetts $948M AUM 47.49% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PCM

Prelude Capital Management New York $1.37B AUM 71.68% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

DMK

David M. Knott $275M AUM 59.23% 1-Year Est. Return

Ladenburg Thalmann Financial Services's MBAI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Check-Cap (MBAI) stake by 67% in Q4 2019, selling an estimated $464 and leaving 1 share worth $0. The position accounts for ﹤0.01% of the portfolio, ranked #5333.

Ladenburg Thalmann Financial Services first reported a position in MBAI in Q2 2017 and has held it in 11 quarters since. The position peaked at $2K in Q3 2017. 15 funds tracked by Wall St. Rank hold MBAI as of Q4 2019.

Ladenburg Thalmann Financial Services held 1 share of Check-Cap worth $0 as of Q4 2019.
Ladenburg Thalmann Financial Services sold 2 Check-Cap shares in Q4 2019, an estimated $464.
Check-Cap made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #5333 holding.
Ladenburg Thalmann Financial Services first reported a position in Check-Cap in Q2 2017 and has held it in 11 quarters since.
Ladenburg Thalmann Financial Services's Check-Cap position peaked at $2K in Q3 2017.
15 funds tracked by Wall St. Rank held Check-Cap as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.