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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMTV
4426
DELISTED
Hemisphere Media Group, Inc.
HMTV
$11K ﹤0.01%
776
+1
+0.1% +$13
MDLA
4427
DELISTED
Medallia, Inc.
MDLA
$11K ﹤0.01%
+350
New +$10.3K
FBSS
4428
DELISTED
Fauquier Bankshares Inc
FBSS
$11K ﹤0.01%
506
– –
CROP
4429
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$11K ﹤0.01%
350
– –
RARX
4430
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
$11K ﹤0.01%
233
+60
+35% +$2.65K
AVP
4431
DELISTED
Avon Products, Inc.
AVP
$11K ﹤0.01%
1,908
– –
CO
4432
DELISTED
Global Cord Blood Corporation
CO
$11K ﹤0.01%
2,230
– –
AAWW
4433
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$11K ﹤0.01%
412
-42
-9% -$1.05K
APAM icon
4434
Artisan Partners
APAM
$2.79B
$10K ﹤0.01%
316
-640
-67% -$18.5K
BILL icon
4435
BILL Holdings
BILL
$4.49B
$10K ﹤0.01%
+263
New +$9.99K
CARZ icon
4436
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$10K ﹤0.01%
289
+29
+11% +$971
CLRB icon
4437
Cellectar Biosciences
CLRB
$20.5M
$10K ﹤0.01%
13
-17
-57% -$8.84K
CRBP icon
4438
Corbus Pharmaceuticals
CRBP
$166M
$10K ﹤0.01%
60
+27
+82% +$3.99K
DINT icon
4439
Davis Select International ETF
DINT
$290M
$10K ﹤0.01%
+500
New +$9.14K
DKNG icon
4440
DraftKings
DKNG
$11.6B
$10K ﹤0.01%
+917
New +$9.28K
EEMX icon
4441
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$172M
$10K ﹤0.01%
306
+140
+84% +$4.4K
EOLS icon
4442
Evolus
EOLS
$385M
$10K ﹤0.01%
827
-2,097
-72% -$29.6K
FONR
4443
DELISTED
Fonar
FONR
$10K ﹤0.01%
535
– –
GOEX icon
4444
Global X Gold Explorers ETF NEW
GOEX
$104M
$10K ﹤0.01%
+382
New +$9.39K
MCHB
4445
Mechanics Bancorp
MCHB
$3.72B
$10K ﹤0.01%
300
– –
IBCP icon
4446
Independent Bank Corp
IBCP
$787M
$10K ﹤0.01%
429
+81
+23% +$1.79K
INN
4447
Summit Hotel Properties
INN
$746M
$10K ﹤0.01%
814
+82
+11% +$985
KSA icon
4448
iShares MSCI Saudi Arabia ETF
KSA
$623M
$10K ﹤0.01%
311
+4
+1% +$119
MOD icon
4449
Modine Manufacturing
MOD
$10.7B
$10K ﹤0.01%
1,327
+572
+76% +$5.13K
NUSA icon
4450
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$10K ﹤0.01%
397
+2
+0.5% +$50
176 177
178
179 180

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.