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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVMI
4451
Nova
NVMI
$12.4B
$10K ﹤0.01%
249
+149
+149% +$5.22K
PFLD icon
4452
AAM Low Duration Preferred and Income Securities ETF
PFLD
$413M
$10K ﹤0.01%
+400
New +$10K
PIM
4453
Franklin Master Intermediate Income Trust
PIM
$150M
$10K ﹤0.01%
2,069
-653
-24% -$3.07K
REI icon
4454
Ring Energy
REI
$315M
$10K ﹤0.01%
3,607
+1,118
+45% +$2.19K
STNG icon
4455
Scorpio Tankers
STNG
$3.9B
$10K ﹤0.01%
+260
New +$8.89K
TSE
4456
DELISTED
Trinseo
TSE
$10K ﹤0.01%
280
– –
AD
4457
Array Digital Infrastructure
AD
$3.01B
$10K ﹤0.01%
269
-742
-73% -$26K
XENE icon
4458
Xenon Pharmaceuticals
XENE
$6.06B
$10K ﹤0.01%
+750
New +$7.89K
FTCH
4459
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$10K ﹤0.01%
924
– –
USDP
4460
DELISTED
USD PARTNERS LP
USDP
– –
0
– –
ATRS
4461
DELISTED
Antares Pharma, Inc.
ATRS
$10K ﹤0.01%
1,504
-7,756
-84% -$31.7K
MYJ
4462
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
$10K ﹤0.01%
+656
New +$10K
AMCA
4463
DELISTED
iShares Russell 1000 Pure U.S. Revenue ETF
AMCA
$10K ﹤0.01%
312
– –
WIFI
4464
DELISTED
Boingo Wireless, Inc.
WIFI
$10K ﹤0.01%
884
-31
-3% -$336
NHA
4465
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$10K ﹤0.01%
1,000
– –
VRTU
4466
DELISTED
Virtusa Corporation
VRTU
$10K ﹤0.01%
231
+151
+189% +$6.16K
SCID
4467
DELISTED
Global X Scientific Beta Europe ETF
SCID
$10K ﹤0.01%
400
– –
IFEU
4468
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$10K ﹤0.01%
231
– –
FLIO
4469
DELISTED
Franklin Liberty International Opportunities ETF
FLIO
$10K ﹤0.01%
346
-375
-52% -$10.5K
CART
4470
DELISTED
Carolina Trust BancShares
CART
$10K ﹤0.01%
732
– –
PDLI
4471
DELISTED
PDL BioPharma, Inc.
PDLI
$10K ﹤0.01%
3,169
– –
QADA
4472
DELISTED
QAD Inc.
QADA
$10K ﹤0.01%
199
+7
+4% +$335
DCOM
4473
DELISTED
Dime Community Bancshares
DCOM
$10K ﹤0.01%
473
+136
+40% +$2.79K
AGS
4474
DELISTED
PlayAGS
AGS
$9K ﹤0.01%
748
-83
-10% -$947
AKR icon
4475
Acadia Realty Trust
AKR
$3.09B
$9K ﹤0.01%
373
– –
177 178
179
180 181

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.