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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TISI icon
4501
Team
TISI
$79.5M
$9K ﹤0.01%
55
-66
-55% -$11.2K
UFPT icon
4502
UFP Technologies
UFPT
$1.97B
$9K ﹤0.01%
184
+30
+19% +$1.31K
UPBD icon
4503
Upbound Group
UPBD
$1.13B
$9K ﹤0.01%
306
+68
+29% +$1.78K
USTB icon
4504
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$9K ﹤0.01%
182
– –
VLT icon
4505
Invesco High Income Trust II
VLT
$64.9M
$9K ﹤0.01%
651
-1,500
-70% -$21.4K
WOMN icon
4506
Impact Shares Womens Empowerment ETF Trading
WOMN
$57.3M
$9K ﹤0.01%
400
+200
+100% +$4.38K
WTTR icon
4507
Select Water Solutions
WTTR
$2.3B
$9K ﹤0.01%
1,028
+433
+73% +$3.5K
LGTY
4508
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$9K ﹤0.01%
600
– –
ALTR
4509
DELISTED
Altair Engineering Inc
ALTR
$9K ﹤0.01%
260
+23
+10% +$776
EGIO
4510
DELISTED
Edgio, Inc. Common Stock
EGIO
$9K ﹤0.01%
55
-1
-2% -$158
ATRI
4511
DELISTED
Atrion Corp
ATRI
$9K ﹤0.01%
12
– –
CONN
4512
DELISTED
Conn's Inc.
CONN
$9K ﹤0.01%
718
+308
+75% +$6.45K
MOR
4513
DELISTED
MorphoSys AG American Depositary Shares
MOR
$9K ﹤0.01%
251
-76
-23% -$2.27K
EVOP
4514
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$9K ﹤0.01%
353
+79
+29% +$2.17K
OPNT
4515
DELISTED
Opiant Pharmaceuticals, Inc. Common Stock
OPNT
$9K ﹤0.01%
575
– –
AERI
4516
DELISTED
Aerie Pharmaceuticals
AERI
$9K ﹤0.01%
397
+47
+13% +$973
SHLX
4517
DELISTED
Shell Midstream Partners, L.P.
SHLX
$9K ﹤0.01%
464
-1,000
-68% -$20.3K
VCRA
4518
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$9K ﹤0.01%
470
-295
-39% -$6.47K
VMM
4519
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
$9K ﹤0.01%
650
– –
DSPG
4520
DELISTED
DSP Group Inc
DSPG
$9K ﹤0.01%
600
– –
EHT
4521
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
$9K ﹤0.01%
900
– –
QEP
4522
DELISTED
QEP RESOURCES, INC.
QEP
$9K ﹤0.01%
1,940
-346
-15% -$1.21K
ADRD
4523
DELISTED
Invesco BLDRS Developed Markets 100 ADR Index Fund
ADRD
$9K ﹤0.01%
390
– –
FGP
4524
DELISTED
Ferrellgas Partners, L.P.
FGP
$9K ﹤0.01%
14,981
-3,759
-20% -$2.28K
HAO
4525
DELISTED
Invesco China Small Cap ETF
HAO
$9K ﹤0.01%
357
– –
179 180
181
182 183

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.