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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORBC
4526
DELISTED
ORBCOMM, Inc.
ORBC
$9K ﹤0.01%
2,100
-1,763
-46% -$7.53K
CHA
4527
DELISTED
China Telecom Corporation, LTD
CHA
$9K ﹤0.01%
222
– –
GSC
4528
DELISTED
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone
GSC
$9K ﹤0.01%
343
– –
BHVN
4529
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$9K ﹤0.01%
181
+139
+331% +$6.88K
ACRS icon
4530
Aclaris Therapeutics
ACRS
$726M
$8K ﹤0.01%
4,000
– –
ACU icon
4531
Acme United Corp
ACU
$217M
$8K ﹤0.01%
317
+107
+51% +$2.28K
ALEX
4532
DELISTED
Alexander & Baldwin
ALEX
$8K ﹤0.01%
347
-1,171
-77% -$26.5K
BATRA icon
4533
Atlanta Braves Holdings Series A
BATRA
$3.49B
$8K ﹤0.01%
296
+52
+21% +$1.48K
CAR icon
4534
Avis
CAR
$4.86B
$8K ﹤0.01%
266
+42
+19% +$1.26K
CASS icon
4535
Cass Information Systems
CASS
$714M
$8K ﹤0.01%
147
+37
+34% +$2.07K
CHIQ icon
4536
Global X MSCI China Consumer Discretionary ETF
CHIQ
$133M
$8K ﹤0.01%
423
+148
+54% +$2.6K
CMCO icon
4537
Columbus McKinnon
CMCO
$553M
$8K ﹤0.01%
204
– –
CNNE icon
4538
Cannae Holdings
CNNE
$639M
$8K ﹤0.01%
230
+38
+20% +$1.25K
CRNT icon
4539
Ceragon Networks
CRNT
$197M
$8K ﹤0.01%
3,704
+104
+3% +$233
CSTE icon
4540
Caesarstone
CSTE
$72.3M
$8K ﹤0.01%
519
– –
HERZ
4541
Herzfeld Credit Income Fund
HERZ
$32.3M
$8K ﹤0.01%
156
– –
DAKT icon
4542
Daktronics
DAKT
$955M
$8K ﹤0.01%
1,280
– –
FBIO icon
4543
Fortress Biotech
FBIO
$104M
$8K ﹤0.01%
213
+146
+218% +$3.75K
FRO icon
4544
Frontline
FRO
$8.76B
$8K ﹤0.01%
697
-100
-13% -$1.09K
GAMR icon
4545
Amplify Video Game Tech ETF
GAMR
$38.3M
$8K ﹤0.01%
171
– –
GIC icon
4546
Global Industrial
GIC
$1.37B
$8K ﹤0.01%
+323
New +$7.53K
IIF
4547
Morgan Stanley India Investment Fund
IIF
$217M
$8K ﹤0.01%
425
– –
KEP icon
4548
Korea Electric Power
KEP
$15.3B
$8K ﹤0.01%
704
-500
-42% -$5.74K
HAPN
4549
Happen Inc
HAPN
$2.21B
$8K ﹤0.01%
610
– –
MBUU icon
4550
Malibu Boats
MBUU
$541M
$8K ﹤0.01%
192
-10
-5% -$361
180 181
182
183 184

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.