Ladenburg Thalmann Financial Services’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q4	$9K	Hold	343	–	–	﹤0.01%	4566
2019 Q3	$7K	Hold	343	–	–	﹤0.01%	4584
2019 Q2	$8K	Hold	343	–	–	﹤0.01%	4568
2019 Q1	$8K	Hold	343	–	–	﹤0.01%	4505
2018 Q4	$7K	Hold	343	–	–	﹤0.01%	4488
2018 Q3	$9K	Sell	343 -100	-23%	-$2.62K	﹤0.01%	4369
2018 Q2	$10K	Hold	443	–	–	﹤0.01%	4279
2018 Q1	$10K	Hold	443	–	–	﹤0.01%	4279
2017 Q4	$10K	Hold	443	–	–	﹤0.01%	4218
2017 Q3	$9K	Hold	443	–	–	﹤0.01%	4166
2017 Q2	$9K	Hold	443	–	–	﹤0.01%	4121
2017 Q1	$10K	Hold	443	–	–	﹤0.01%	4025
2016 Q4	$10K	Hold	443	–	–	﹤0.01%	3934
2016 Q3	$9K	Hold	443	–	–	﹤0.01%	3923
2016 Q2	$10K	Hold	443	–	–	﹤0.01%	3815
2016 Q1	$9K	Hold	443	–	–	﹤0.01%	3810
2015 Q4	$9K	Hold	443	–	–	﹤0.01%	3785
2015 Q3	$10K	Hold	443	–	–	﹤0.01%	3577
2015 Q2	$13K	Hold	443	–	–	﹤0.01%	3544
2015 Q1	$12K	Hold	443	–	–	﹤0.01%	3560
2014 Q4	$13K	Buy	443 +218	+97%	+$6.4K	﹤0.01%	3291
2014 Q3	$10K	Hold	225	–	–	﹤0.01%	3137
2014 Q2	$11K	Hold	225	–	–	﹤0.01%	3065
2014 Q1	$11K	Hold	225	–	–	﹤0.01%	2941
2013 Q4	$11K	Hold	225	–	–	﹤0.01%	2917
2013 Q3	$11K	Hold	225	–	–	﹤0.01%	2841
2013 Q2	$10K	Buy	+225	New	+$10K	﹤0.01%	2767