Ladenburg Thalmann Financial Services’s GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone GSC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio GSC Stock Details GSC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$9K	Hold	343	–	–	﹤0.01%	4566
2019 Q3	$7K	Hold	343	–	–	﹤0.01%	4584
2019 Q2	$8K	Hold	343	–	–	﹤0.01%	4568
2019 Q1	$8K	Hold	343	–	–	﹤0.01%	4505
2018 Q4	$7K	Hold	343	–	–	﹤0.01%	4488
2018 Q3	$9K	Sell	343 -100	-23%	-$2.63K	﹤0.01%	4369
2018 Q2	$10K	Hold	443	–	–	﹤0.01%	4279
2018 Q1	$10K	Hold	443	–	–	﹤0.01%	4279
2017 Q4	$10K	Hold	443	–	–	﹤0.01%	4218
2017 Q3	$9K	Hold	443	–	–	﹤0.01%	4166
2017 Q2	$9K	Hold	443	–	–	﹤0.01%	4121
2017 Q1	$10K	Hold	443	–	–	﹤0.01%	4025
2016 Q4	$10K	Hold	443	–	–	﹤0.01%	3934
2016 Q3	$9K	Hold	443	–	–	﹤0.01%	3923
2016 Q2	$10K	Hold	443	–	–	﹤0.01%	3814
2016 Q1	$9K	Hold	443	–	–	﹤0.01%	3809
2015 Q4	$9K	Hold	443	–	–	﹤0.01%	3784
2015 Q3	$10K	Hold	443	–	–	﹤0.01%	3576
2015 Q2	$13K	Hold	443	–	–	﹤0.01%	3543
2015 Q1	$12K	Hold	443	–	–	﹤0.01%	3560
2014 Q4	$13K	Buy	443 +218	+97%	+$8.15K	﹤0.01%	3291
2014 Q3	$10K	Hold	225	–	–	﹤0.01%	3137
2014 Q2	$11K	Hold	225	–	–	﹤0.01%	3065
2014 Q1	$11K	Hold	225	–	–	﹤0.01%	2941
2013 Q4	$11K	Hold	225	–	–	﹤0.01%	2917
2013 Q3	$11K	Hold	225	–	–	﹤0.01%	2841
2013 Q2	$10K	Buy	+225	New	+$10.3K	﹤0.01%	2767

Other funds holding GSC

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BRR OpCo Columbus, Ohio $814M AUM 9.75% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Ladenburg Thalmann Financial Services's GSC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone (GSC) position steady in Q4 2019 at 343 shares worth $9K. The position accounts for ﹤0.01% of the portfolio, ranked #4566.

Ladenburg Thalmann Financial Services first reported a position in GSC in Q2 2013 and has held it in 27 quarters since. The position peaked at $13K in Q2 2015. 7 funds tracked by Wall St. Rank hold GSC as of Q4 2019.

Ladenburg Thalmann Financial Services held 343 shares of GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone worth $9K as of Q4 2019.
Ladenburg Thalmann Financial Services left its GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone share count unchanged in Q4 2019.
GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4566 holding.
Ladenburg Thalmann Financial Services first reported a position in GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone position peaked at $13K in Q2 2015.
7 funds tracked by Wall St. Rank held GS Connect S&P GSCI Enhanced Commodity Total Return Strategy Index ETN (maturity subject to postpone as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.