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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPY icon
4476
Amplify Energy
AMPY
$161M
$9K ﹤0.01%
1,409
-8
-0.6% -$51
ASRV icon
4477
AmeriServ Financial
ASRV
$77.5M
$9K ﹤0.01%
2,037
+2,000
+5,405% +$8.35K
CDLX icon
4478
Cardlytics
CDLX
$21.7M
$9K ﹤0.01%
15
-5
-25% -$2.44K
CECO icon
4479
Ceco Environmental
CECO
$3.85B
$9K ﹤0.01%
1,127
– –
CENX icon
4480
Century Aluminum
CENX
$4.43B
$9K ﹤0.01%
1,246
+3
+0.2% +$21
CHRS icon
4481
Coherus Oncology
CHRS
$217M
$9K ﹤0.01%
509
-292
-36% -$5.38K
CTOS icon
4482
Custom Truck One Source
CTOS
$2.31B
$9K ﹤0.01%
2,047
+1,001
+96% +$4.38K
DGII icon
4483
Digi International
DGII
$2.63B
$9K ﹤0.01%
492
+292
+146% +$4.63K
EQX icon
4484
Equinox Gold
EQX
$7.06B
$9K ﹤0.01%
+1,200
New +$7.44K
FMF icon
4485
First Trust Managed Futures Strategy Fund
FMF
$249M
$9K ﹤0.01%
253
-168
-40% -$7.37K
GLDI icon
4486
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
$9K ﹤0.01%
50
– –
GLRE icon
4487
Greenlight Captial
GLRE
$552M
$9K ﹤0.01%
854
– –
GREK
4488
Global X MSCI Greece ETF
GREK
$300M
$9K ﹤0.01%
291
+91
+46% +$2.65K
ICHR icon
4489
Ichor Holdings
ICHR
$2.62B
$9K ﹤0.01%
287
+154
+116% +$4.59K
LSTA icon
4490
Lisata Therapeutics
LSTA
$9.02M
$9K ﹤0.01%
235
-2
-0.8% -$72
MCHX icon
4491
Marchex
MCHX
$76.2M
$9K ﹤0.01%
2,421
-189
-7% -$679
NPK icon
4492
National Presto Industries
NPK
$870M
$9K ﹤0.01%
100
-158
-61% -$13.7K
NSIT icon
4493
Insight Enterprises
NSIT
$3.89B
$9K ﹤0.01%
137
+90
+191% +$5.67K
OESX icon
4494
Orion Energy Systems
OESX
$41M
$9K ﹤0.01%
260
-13
-5% -$390
PROF
4495
Profound Medical
PROF
$268M
$9K ﹤0.01%
+760
New +$7K
RGCO icon
4496
RGC Resources
RGCO
$223M
$9K ﹤0.01%
325
– –
SSBI icon
4497
Summit State Bank
SSBI
$83.8M
$9K ﹤0.01%
787
+7
+0.9% +$79
SSTI icon
4498
SoundThinking
SSTI
$100M
$9K ﹤0.01%
336
+11
+3% +$245
SXI icon
4499
Standex International
SXI
$3.59B
$9K ﹤0.01%
116
-35
-23% -$2.66K
TIGO icon
4500
Millicom
TIGO
$16B
$9K ﹤0.01%
177
– –
178 179
180
181 182

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.