Ladenburg Thalmann Financial Services’s Invesco China Small Cap ETF HAO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HAO Stock Details HAO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$9K	Hold	357	–	–	﹤0.01%	4563
2019 Q3	$8K	Hold	357	–	–	﹤0.01%	4520
2019 Q2	$10K	Hold	357	–	–	﹤0.01%	4468
2019 Q1	$10K	Sell	357 -49	-12%	-$1.22K	﹤0.01%	4402
2018 Q4	$9K	Sell	406 -1,443	-78%	-$35.3K	﹤0.01%	4375
2018 Q3	$50K	Buy	+1,849	New	+$51K	﹤0.01%	3319

Other funds holding HAO

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Luther King Capital Management (LKCM) Fort Worth, Texas $23.1B AUM 21.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

MIG

McGuire Investment Group Wakefield, Rhode Island $1.14B AUM 79.59% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

APA

American Portfolios Advisors Holbrook, New York $2.36B AUM 14.59% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HAO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Invesco China Small Cap ETF (HAO) position steady in Q4 2019 at 357 shares worth $9K. The position accounts for ﹤0.01% of the portfolio, ranked #4563.

Ladenburg Thalmann Financial Services first reported a position in HAO in Q3 2018 and has held it in 6 quarters since. The position peaked at $50K in Q3 2018. 19 funds tracked by Wall St. Rank hold HAO as of Q4 2019.

Ladenburg Thalmann Financial Services held 357 shares of Invesco China Small Cap ETF worth $9K as of Q4 2019.
Ladenburg Thalmann Financial Services left its Invesco China Small Cap ETF share count unchanged in Q4 2019.
Invesco China Small Cap ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4563 holding.
Ladenburg Thalmann Financial Services first reported a position in Invesco China Small Cap ETF in Q3 2018 and has held it in 6 quarters since.
Ladenburg Thalmann Financial Services's Invesco China Small Cap ETF position peaked at $50K in Q3 2018.
19 funds tracked by Wall St. Rank held Invesco China Small Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.