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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSII
4401
DELISTED
Heidrick & Struggles
HSII
$11K ﹤0.01%
360
-2
-0.6% -$59
IGHG icon
4402
ProShares Investment Grade-Interest Rate Hedged
IGHG
$330M
$11K ﹤0.01%
140
– –
IIIV icon
4403
i3 Verticals
IIIV
$412M
$11K ﹤0.01%
400
– –
JHSC icon
4404
John Hancock Multifactor Small Cap ETF
JHSC
$722M
$11K ﹤0.01%
398
-201
-34% -$5.42K
KALA icon
4405
KALA BIO
KALA
$14.1M
$11K ﹤0.01%
1
-1
-50% -$9.66K
KALU icon
4406
Kaiser Aluminum
KALU
$2.61B
$11K ﹤0.01%
98
+84
+600% +$8.99K
KFY icon
4407
Korn Ferry
KFY
$4.18B
$11K ﹤0.01%
246
-188
-43% -$7.26K
LABU icon
4408
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$506M
$11K ﹤0.01%
10
– –
MLP icon
4409
Maui Land & Pineapple Co
MLP
$344M
$11K ﹤0.01%
1,000
– –
NET icon
4410
Cloudflare
NET
$99B
$11K ﹤0.01%
679
+629
+1,258% +$10.7K
OR icon
4411
OR Royalties Inc
OR
$5.58B
$11K ﹤0.01%
1,157
+1,111
+2,415% +$10.1K
PARAA
4412
DELISTED
Paramount Global Class A
PARAA
$11K ﹤0.01%
307
+131
+74% +$5.55K
FLNA
4413
Filana Therapeutics
FLNA
$48.8M
$11K ﹤0.01%
2,200
– –
SDS icon
4414
ProShares UltraShort S&P500
SDS
$415M
$11K ﹤0.01%
18
-5
-22% -$3.44K
SLVO icon
4415
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.3M
$11K ﹤0.01%
75
– –
TMQ
4416
Trilogy Metals
TMQ
$541M
$11K ﹤0.01%
4,335
-58
-1% -$112
ULVM icon
4417
VictoryShares US Value Momentum ETF
ULVM
$266M
$11K ﹤0.01%
200
– –
UNOV icon
4418
Innovator US Equity Ultra Buffer ETF November
UNOV
$108M
$11K ﹤0.01%
+425
New +$11K
UVE icon
4419
Universal Insurance Holdings
UVE
$1.22B
$11K ﹤0.01%
363
+100
+38% +$2.89K
SLCA
4420
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$11K ﹤0.01%
1,776
-1,509
-46% -$9.11K
NWLI
4421
DELISTED
National Western Life Group, Inc. Class A
NWLI
$11K ﹤0.01%
40
-3
-7% -$804
DOOR
4422
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$11K ﹤0.01%
151
-30
-17% -$1.97K
NSTG
4423
DELISTED
NanoString Technologies, Inc.
NSTG
$11K ﹤0.01%
388
-150
-28% -$3.64K
VRAY
4424
DELISTED
ViewRay, Inc.
VRAY
$11K ﹤0.01%
2,467
-3,997
-62% -$12.9K
NYMX
4425
DELISTED
Nymox Pharmaceutical Corp
NYMX
$11K ﹤0.01%
5,000
+500
+11% +$987
175 176
177
178 179

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.