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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYB
4351
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$13K ﹤0.01%
500
– –
BBF
4352
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$13K ﹤0.01%
1,000
-3,000
-75% -$41.8K
AZZ icon
4353
AZZ Inc
AZZ
$4.35B
$12K ﹤0.01%
252
-13
-5% -$531
CHN
4354
DELISTED
China Fund
CHN
$12K ﹤0.01%
555
– –
CMC icon
4355
Commercial Metals
CMC
$7.6B
$12K ﹤0.01%
560
– –
CVM icon
4356
CEL-SCI Corp
CVM
$20.3M
$12K ﹤0.01%
44
+22
+100% +$5.19K
CYRX icon
4357
CryoPort
CYRX
$761M
$12K ﹤0.01%
753
-758
-50% -$11.3K
DIVI icon
4358
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.7B
$12K ﹤0.01%
453
+4
+0.9% +$107
EC icon
4359
Ecopetrol
EC
$34.5B
$12K ﹤0.01%
623
-50
-7% -$922
EWM icon
4360
iShares MSCI Malaysia ETF
EWM
$310M
$12K ﹤0.01%
400
+2
+0.5% +$56
FIVA
4361
Fidelity International Value Factor ETF
FIVA
$587M
$12K ﹤0.01%
540
-387
-42% -$8.54K
FLIC
4362
DELISTED
First of Long Island Corp
FLIC
$12K ﹤0.01%
464
+196
+73% +$4.67K
GDOT icon
4363
Green Dot
GDOT
$743M
$12K ﹤0.01%
508
+36
+8% +$898
JEQ
4364
DELISTED
abrdn Japan Equity Fund
JEQ
$12K ﹤0.01%
1,500
– –
KNDI
4365
Kandi Technologies Group
KNDI
$67.5M
$12K ﹤0.01%
2,445
– –
LOCO icon
4366
El Pollo Loco
LOCO
$501M
$12K ﹤0.01%
775
– –
MAGA icon
4367
Truth Social America First ETF
MAGA
$31.1M
$12K ﹤0.01%
409
+9
+2% +$253
MGY icon
4368
Magnolia Oil & Gas
MGY
$6.09B
$12K ﹤0.01%
932
+415
+80% +$4.65K
OTRK
4369
DELISTED
Ontrak
OTRK
$12K ﹤0.01%
8
+1
+14% +$1.38K
PLUS icon
4370
ePlus
PLUS
$2.42B
$12K ﹤0.01%
290
-80
-22% -$3.26K
PUMP icon
4371
ProPetro Holding
PUMP
$1.36B
$12K ﹤0.01%
1,017
-60
-6% -$536
RIGL icon
4372
Rigel Pharmaceuticals
RIGL
$681M
$12K ﹤0.01%
583
– –
SAIA icon
4373
Saia
SAIA
$9.25B
$12K ﹤0.01%
133
-14
-10% -$1.32K
SBLK icon
4374
Star Bulk Carriers
SBLK
$3.21B
$12K ﹤0.01%
1,000
– –
SHO icon
4375
Sunstone Hotel Investors
SHO
$2.19B
$12K ﹤0.01%
888
+453
+104% +$6.28K
173 174
175
176 177

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.