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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IX icon
4326
ORIX
IX
$44B
$13K ﹤0.01%
1,170
+370
+46% +$5.94K
MESO
4327
Mesoblast
MESO
$1.84B
$13K ﹤0.01%
865
– –
MGNX icon
4328
MacroGenics
MGNX
$235M
$13K ﹤0.01%
1,217
+529
+77% +$5.24K
NMIH icon
4329
NMI Holdings
NMIH
$3.37B
$13K ﹤0.01%
389
+198
+104% +$6.18K
PAHC icon
4330
Phibro Animal Health
PAHC
$1.47B
$13K ﹤0.01%
543
+101
+23% +$2.34K
PKOH icon
4331
Park-Ohio Holdings
PKOH
$575M
$13K ﹤0.01%
375
– –
PNI
4332
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$13K ﹤0.01%
1,051
– –
PRO
4333
DELISTED
PROS Holdings
PRO
$13K ﹤0.01%
209
+66
+46% +$3.81K
QURE icon
4334
uniQure
QURE
$3.03B
$13K ﹤0.01%
189
+70
+59% +$3.84K
RARE icon
4335
Ultragenyx Pharmaceutical
RARE
$2.45B
$13K ﹤0.01%
279
+113
+68% +$4.66K
RMAX icon
4336
RE/MAX Holdings
RMAX
$193M
$13K ﹤0.01%
330
– –
RNEM icon
4337
First Trust Emerging Markets Equity Select ETF
RNEM
$17.2M
$13K ﹤0.01%
250
-107
-30% -$5.41K
RYLD icon
4338
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$13K ﹤0.01%
+500
New +$12.6K
SLG icon
4339
SL Green Realty
SLG
$3.76B
$13K ﹤0.01%
149
-102
-41% -$8.39K
VFF icon
4340
Village Farms International
VFF
$234M
$13K ﹤0.01%
2,031
-434
-18% -$3.09K
VTWV icon
4341
Vanguard Russell 2000 Value ETF
VTWV
$1.29B
$13K ﹤0.01%
116
+1
+0.9% +$108
WHLRD
4342
Wheeler Real Estate Investment Trust Series D Preferred Stock
WHLRD
$13K ﹤0.01%
875
– –
WVVI icon
4343
Willamette Valley Vineyards
WVVI
$12.7M
$13K ﹤0.01%
1,707
-558
-25% -$3.91K
AKTS
4344
DELISTED
Akoustis Technologies Inc
AKTS
$13K ﹤0.01%
1,650
– –
TUP
4345
DELISTED
Tupperware Brands Corporation
TUP
$13K ﹤0.01%
1,593
-3,360
-68% -$36.6K
GHL
4346
DELISTED
Greenhill & Co., Inc.
GHL
$13K ﹤0.01%
781
+3
+0.4% +$49
ZNH
4347
DELISTED
China Southern Airlines Company Limited
ZNH
$13K ﹤0.01%
401
+100
+33% +$3.18K
KSCD
4348
DELISTED
KFA Small Cap Quality Dividend Index ETF
KSCD
$13K ﹤0.01%
472
+111
+31% +$2.89K
SMED
4349
DELISTED
Sharps Compliance Corp
SMED
$13K ﹤0.01%
3,189
-3,326
-51% -$14.3K
TECD
4350
DELISTED
Tech Data Corp
TECD
$13K ﹤0.01%
86
-76
-47% -$9.77K
172 173
174
175 176

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.