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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVAX
4276
DELISTED
Dynavax Technologies
DVAX
$14K ﹤0.01%
2,530
– –
FCEL icon
4277
FuelCell Energy
FCEL
$1.73B
$14K ﹤0.01%
176
+160
+1,000% +$2.79K
FCFS icon
4278
FirstCash
FCFS
$8.85B
$14K ﹤0.01%
173
+63
+57% +$5.29K
FGM icon
4279
First Trust Germany AlphaDEX Fund
FGM
$98M
$14K ﹤0.01%
304
– –
GKOS icon
4280
Glaukos
GKOS
$9.83B
$14K ﹤0.01%
259
-42
-14% -$2.56K
HONE
4281
DELISTED
HarborOne Bancorp
HONE
$14K ﹤0.01%
+1,348
New +$14.1K
ITRN icon
4282
Ituran Location and Control
ITRN
$1.09B
$14K ﹤0.01%
547
+69
+14% +$1.69K
LEAD
4283
DELISTED
Siren DIVCON Leaders Dividend ETF
LEAD
$14K ﹤0.01%
350
– –
LIND icon
4284
Lindblad Expeditions
LIND
$1.94B
$14K ﹤0.01%
+900
New +$14.4K
MOV icon
4285
Movado Group
MOV
$849M
$14K ﹤0.01%
623
-56
-8% -$1.31K
MTX icon
4286
Minerals Technologies
MTX
$2.36B
$14K ﹤0.01%
245
-100
-29% -$5.38K
MUC icon
4287
BlackRock MuniHoldings California Quality Fund
MUC
$996M
$14K ﹤0.01%
1,000
– –
MVIS icon
4288
Microvision
MVIS
$93.2M
$14K ﹤0.01%
18,861
-51
-0.3% -$37
NANR icon
4289
State Street SPDR S&P North American Natural Resources ETF
NANR
$747M
$14K ﹤0.01%
408
-150
-27% -$4.74K
NERV icon
4290
Minerva Neurosciences
NERV
$185M
$14K ﹤0.01%
+250
New +$11K
NVEC icon
4291
NVE Corp
NVEC
$562M
$14K ﹤0.01%
200
– –
RDHL
4292
Redhill Biopharma
RDHL
$3.95M
$14K ﹤0.01%
2
– –
TIGR
4293
UP Fintech Holding
TIGR
$876M
$14K ﹤0.01%
3,900
-1,700
-30% -$6.44K
TS icon
4294
Tenaris
TS
$28.9B
$14K ﹤0.01%
595
-154
-21% -$3.31K
UUUU icon
4295
Energy Fuels
UUUU
$2.86B
$14K ﹤0.01%
7,522
-1,366
-15% -$2.69K
ROIC
4296
DELISTED
Retail Opportunity Investments Corp.
ROIC
$14K ﹤0.01%
869
-338
-28% -$6.12K
RVNC
4297
DELISTED
Revance Therapeutics, Inc.
RVNC
$14K ﹤0.01%
866
+797
+1,155% +$12.4K
NBEV
4298
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$14K ﹤0.01%
7,402
+3,386
+84% +$8.01K
MYC
4299
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$14K ﹤0.01%
1,000
– –
SWI
4300
DELISTED
SolarWinds Corporation Common Stock
SWI
$14K ﹤0.01%
+710
New +$14.1K
170 171
172
173 174

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HAM
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.