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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAV
4301
DELISTED
Navistar International
NAV
$14K ﹤0.01%
446
-55
-11% -$1.69K
MLPY
4302
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$14K ﹤0.01%
2,653
– –
LVGO
4303
DELISTED
Livongo Health, Inc. Common Stock
LVGO
$14K ﹤0.01%
550
+500
+1,000% +$12K
ROYT
4304
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$14K ﹤0.01%
25,021
-5,985
-19% -$4.93K
BGG
4305
DELISTED
Briggs & Stratton Corp.
BGG
$14K ﹤0.01%
2,130
+7
+0.3% +$43
JPLS
4306
DELISTED
JPMorgan Long/Short ETF
JPLS
$14K ﹤0.01%
615
– –
FLY
4307
DELISTED
Fly Leasing Limited
FLY
$14K ﹤0.01%
700
– –
IHC
4308
DELISTED
Independence Holding Company
IHC
$14K ﹤0.01%
328
– –
CBB
4309
DELISTED
Cincinnati Bell Inc.
CBB
$14K ﹤0.01%
1,332
-35
-3% -$215
VG
4310
DELISTED
Vonage Holdings Corporation
VG
$14K ﹤0.01%
1,983
+314
+19% +$2.71K
LDRI
4311
DELISTED
Invesco LadderRite 0-5 Year Corporate Bond ETF
LDRI
$14K ﹤0.01%
558
– –
AHRT
4312
AH Realty Trust
AHRT
$529M
$13K ﹤0.01%
738
-62
-8% -$1.13K
CAAP icon
4313
Corporacion America
CAAP
$4.21B
$13K ﹤0.01%
2,200
– –
CELC icon
4314
Celcuity
CELC
$4.21B
$13K ﹤0.01%
1,250
– –
CHEF icon
4315
Chefs' Warehouse
CHEF
$4.71B
$13K ﹤0.01%
347
-225
-39% -$8.18K
CNDT icon
4316
Conduent
CNDT
$244M
$13K ﹤0.01%
2,116
-3,323
-61% -$20.8K
CSTM icon
4317
Constellium
CSTM
$3.76B
$13K ﹤0.01%
1,000
– –
DCOM icon
4318
Dime Commercial Bancshares
DCOM
$1.8B
$13K ﹤0.01%
+398
New +$12.8K
DVLU icon
4319
First Trust Dorsey Wright Momentum & Value ETF
DVLU
$47.1M
$13K ﹤0.01%
687
– –
ECNS icon
4320
iShares MSCI China Small-Cap ETF
ECNS
$64.9M
$13K ﹤0.01%
312
– –
GVIP icon
4321
Goldman Sachs Hedge Industry VIP ETF
GVIP
$554M
$13K ﹤0.01%
200
-401
-67% -$23.7K
HCM icon
4322
HUTCHMED
HCM
$1.93B
$13K ﹤0.01%
528
-245
-32% -$5.36K
HURN icon
4323
Huron Consulting
HURN
$2.41B
$13K ﹤0.01%
184
-170
-48% -$11.1K
IIIN icon
4324
Insteel Industries
IIIN
$593M
$13K ﹤0.01%
600
– –
INCO icon
4325
Columbia India Consumer ETF
INCO
$234M
$13K ﹤0.01%
300
– –
171 172
173
174 175

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.