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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QWLD
4226
State Street SPDR MSCI World StrategicFactors ETF
QWLD
$175M
$16K ﹤0.01%
188
+33
+21% +$2.75K
RMTI icon
4227
Rockwell Medical
RMTI
$28.4M
$16K ﹤0.01%
66
– –
ROG icon
4228
Rogers Corp
ROG
$2.21B
$16K ﹤0.01%
128
-2
-2% -$270
SJT
4229
San Juan Basin Royalty Trust
SJT
$117M
$16K ﹤0.01%
6,216
-1,430
-19% -$3.62K
TWI icon
4230
Titan International
TWI
$466M
$16K ﹤0.01%
3,793
+293
+8% +$872
UGA icon
4231
United States Gasoline Fund
UGA
$142M
$16K ﹤0.01%
482
– –
WNC icon
4232
Wabash National
WNC
$512M
$16K ﹤0.01%
1,066
+174
+20% +$2.59K
BECN
4233
DELISTED
Beacon Roofing Supply, Inc.
BECN
$16K ﹤0.01%
501
-625
-56% -$19.8K
HOLI
4234
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$16K ﹤0.01%
1,028
– –
VIVO
4235
DELISTED
Meridian Bioscience Inc
VIVO
$16K ﹤0.01%
1,574
-3,589
-70% -$33.7K
POLY
4236
DELISTED
Plantronics, Inc.
POLY
$16K ﹤0.01%
605
-188
-24% -$5.66K
MHE
4237
DELISTED
BlackRock Massachusetts Tax-Exempt Trust
MHE
$16K ﹤0.01%
1,249
+8
+0.6% +$107
EMCG
4238
DELISTED
WisdomTree Emerging Markets Consumer Growth Fund
EMCG
$16K ﹤0.01%
700
– –
ABG icon
4239
Asbury Automotive
ABG
$4.31B
$15K ﹤0.01%
136
– –
AGIO icon
4240
Agios Pharmaceuticals
AGIO
$1.79B
$15K ﹤0.01%
324
+14
+5% +$529
AIRG icon
4241
Airgain
AIRG
$73.4M
$15K ﹤0.01%
1,375
– –
BTAI icon
4242
BioXcel Therapeutics
BTAI
$24.9M
$15K ﹤0.01%
63
– –
CAL icon
4243
Caleres
CAL
$431M
$15K ﹤0.01%
634
-97
-13% -$2.19K
FFIC
4244
DELISTED
Flushing Financial
FFIC
$15K ﹤0.01%
675
-78
-10% -$1.66K
FTXL icon
4245
First Trust Nasdaq Semiconductor ETF
FTXL
$2.09B
$15K ﹤0.01%
367
+300
+448% +$11.4K
FWONA icon
4246
Liberty Media Series A
FWONA
$22.5B
$15K ﹤0.01%
448
+86
+24% +$3.38K
GTES icon
4247
Gates Industrial Corporation Ltd.
GTES
$7.08B
$15K ﹤0.01%
1,094
+45
+4% +$512
HAIL icon
4248
State Street SPDR S&P Kensho Smart Mobility ETF
HAIL
$18.9M
$15K ﹤0.01%
+500
New +$14.1K
HLNE icon
4249
Hamilton Lane
HLNE
$4.91B
$15K ﹤0.01%
257
+44
+21% +$2.54K
HL.PRB icon
4250
Hecla Mining Co Series B Preferred Stock
HL.PRB
$10.1M
$15K ﹤0.01%
300
– –
168 169
170
171 172

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.