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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WT icon
4201
WisdomTree
WT
$2.96B
$17K ﹤0.01%
3,612
-1,140
-24% -$5.66K
GPP
4202
DELISTED
Green Plains Partners LP
GPP
$17K ﹤0.01%
1,214
-286
-19% -$3.91K
SAFM
4203
DELISTED
Sanderson Farms Inc
SAFM
$17K ﹤0.01%
98
-28
-22% -$4.42K
CORE
4204
DELISTED
Core Mark Holding Co., Inc.
CORE
$17K ﹤0.01%
641
+82
+15% +$2.27K
NTRP
4205
DELISTED
Neurotrope, Inc. Common
NTRP
$17K ﹤0.01%
16,875
-1,579
-9% -$1.23K
TIVO
4206
DELISTED
Tivo Inc
TIVO
$17K ﹤0.01%
2,044
-58
-3% -$458
GNMX
4207
DELISTED
Aevi Genomic Medicine Inc
GNMX
$17K ﹤0.01%
113,150
+107,000
+1,740% +$14.6K
GSP
4208
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$17K ﹤0.01%
1,102
– –
BBT
4209
Beacon Financial Corp
BBT
$2.66B
$16K ﹤0.01%
498
-33
-6% -$1.03K
CNCR
4210
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$16K ﹤0.01%
682
– –
CORT icon
4211
Corcept Therapeutics
CORT
$12.4B
$16K ﹤0.01%
1,300
+1,110
+584% +$15.5K
DLNG icon
4212
Dynagas LNG Partners
DLNG
$132M
$16K ﹤0.01%
7,580
-3,436
-31% -$7.04K
FMN
4213
Federated Hermes Premier Municipal Income Fund
FMN
$86.8M
$16K ﹤0.01%
1,120
+360
+47% +$5.07K
HCAT icon
4214
Health Catalyst
HCAT
$154M
$16K ﹤0.01%
+476
New +$15.8K
HMN icon
4215
Horace Mann Educators
HMN
$2.1B
$16K ﹤0.01%
382
-39
-9% -$1.72K
HOFT icon
4216
Hooker Furnishings Corp
HOFT
$150M
$16K ﹤0.01%
608
– –
JHX icon
4217
James Hardie Industries
JHX
$15.3B
$16K ﹤0.01%
822
– –
JOE icon
4218
St. Joe Company
JOE
$3.54B
$16K ﹤0.01%
833
– –
MVO
4219
DELISTED
MV Oil Trust
MVO
$16K ﹤0.01%
2,500
– –
NEXA icon
4220
Nexa Resources
NEXA
$1.7B
$16K ﹤0.01%
2,000
– –
NRC icon
4221
NRC Health Common Stock
NRC
$432M
$16K ﹤0.01%
250
-189
-43% -$11.6K
OSIS icon
4222
OSI Systems
OSIS
$3.65B
$16K ﹤0.01%
159
+16
+11% +$1.58K
PFIG icon
4223
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$115M
$16K ﹤0.01%
643
-325
-34% -$8.52K
PHR icon
4224
Phreesia
PHR
$663M
$16K ﹤0.01%
+600
New +$16.6K
PSCI icon
4225
Invesco S&P SmallCap Industrials ETF
PSCI
$184M
$16K ﹤0.01%
222
– –
167 168
169
170 171

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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.