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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNRG icon
4151
Global X Renewable Energy Producers ETF
RNRG
$26M
$19K ﹤0.01%
427
-62
-13% -$2.62K
SHOO icon
4152
Steven Madden
SHOO
$3.37B
$19K ﹤0.01%
439
-32
-7% -$1.29K
SPXS icon
4153
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$19K ﹤0.01%
15
-2
-12% -$3.08K
STN icon
4154
Stantec
STN
$8.04B
$19K ﹤0.01%
676
-105
-13% -$2.6K
TCI icon
4155
Transcontinental Realty Investors
TCI
$352M
$19K ﹤0.01%
466
– –
TLPH icon
4156
Talphera
TLPH
$66.4M
$19K ﹤0.01%
454
+284
+167% +$11.6K
TMDX icon
4157
Transmedics
TMDX
$2.64B
$19K ﹤0.01%
1,010
+710
+237% +$13K
CAMP
4158
DELISTED
CalAmp Corp.
CAMP
$19K ﹤0.01%
86
-6
-7% -$1.46K
THCX
4159
DELISTED
AXS Cannabis ETF
THCX
$19K ﹤0.01%
150
+77
+105% +$11K
GENY
4160
DELISTED
Principal Exchange-Traded Funds Principal Millennial Global Growth ETF
GENY
$19K ﹤0.01%
463
+90
+24% +$3.55K
DS
4161
DELISTED
Drive Shack Inc.
DS
$19K ﹤0.01%
5,197
– –
EEB
4162
DELISTED
Invesco BRIC ETF
EEB
$19K ﹤0.01%
487
-170
-26% -$6.34K
PEI
4163
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$19K ﹤0.01%
240
-37
-13% -$3.08K
MBT
4164
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$19K ﹤0.01%
1,908
+1,614
+549% +$14.8K
CYTK icon
4165
Cytokinetics
CYTK
$10.5B
$18K ﹤0.01%
1,666
-1,000
-38% -$10.3K
DGICA icon
4166
Donegal Group Class A
DGICA
$731M
$18K ﹤0.01%
1,194
+1,001
+519% +$14.6K
HCI icon
4167
HCI Group
HCI
$2.23B
$18K ﹤0.01%
395
+103
+35% +$4.54K
HEEM icon
4168
iShares Currency Hedged MSCI Emerging Markets
HEEM
$276M
$18K ﹤0.01%
681
– –
KNOP icon
4169
KNOT Offshore Partners
KNOP
$372M
$18K ﹤0.01%
+910
New +$17.5K
PLAB icon
4170
Photronics
PLAB
$1.79B
$18K ﹤0.01%
1,100
+100
+10% +$1.26K
RLY icon
4171
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$18K ﹤0.01%
699
-125
-15% -$3.14K
SIGA icon
4172
SIGA Technologies
SIGA
$235M
$18K ﹤0.01%
3,762
+1,500
+66% +$7.64K
UTMD icon
4173
Utah Medical Products
UTMD
$225M
$18K ﹤0.01%
279
+78
+39% +$7.9K
RCM
4174
DELISTED
R1 RCM Inc. Common Stock
RCM
$18K ﹤0.01%
1,324
+468
+55% +$5.34K
NP
4175
DELISTED
Neenah, Inc. Common Stock
NP
$18K ﹤0.01%
249
-41
-14% -$2.79K
165 166
167
168 169

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.