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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAY
4126
DELISTED
Dayforce
DAY
$20K ﹤0.01%
295
+87
+42% +$4.81K
CSML
4127
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$20K ﹤0.01%
713
+213
+43% +$5.61K
NEPT
4128
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$20K ﹤0.01%
5
– –
SRNE
4129
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$20K ﹤0.01%
5,825
-9,900
-63% -$23.6K
ENDP
4130
DELISTED
Endo International plc
ENDP
$20K ﹤0.01%
4,285
-1,412
-25% -$6.3K
CDR
4131
DELISTED
Cedar Realty Trust, Inc
CDR
$20K ﹤0.01%
1,033
– –
VETS
4132
DELISTED
Pacer Military Times Best Employers ETF
VETS
$20K ﹤0.01%
634
+1
+0.2% +$32
JE
4133
DELISTED
Just Energy Group Inc
JE
$20K ﹤0.01%
365
-60
-14% -$4.31K
FSCT
4134
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
$20K ﹤0.01%
601
+51
+9% +$1.67K
WBC
4135
DELISTED
WABCO HOLDINGS INC.
WBC
$20K ﹤0.01%
140
+24
+21% +$3.24K
DCH
4136
Dauch Corp
DCH
$1.34B
$19K ﹤0.01%
1,738
+1,626
+1,452% +$15.5K
DGRE icon
4137
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$141M
$19K ﹤0.01%
695
+1
+0.1% +$25
DHY
4138
Credit Suisse High Yield Credit Fund
DHY
$242M
$19K ﹤0.01%
7,784
-3,630
-32% -$9.14K
EB
4139
DELISTED
Eventbrite
EB
$19K ﹤0.01%
923
-420
-31% -$8.03K
EUFN icon
4140
iShares MSCI Europe Financials ETF
EUFN
$4.14B
$19K ﹤0.01%
1,762
-6,106
-78% -$113K
FSBW icon
4141
FS Bancorp
FSBW
$319M
$19K ﹤0.01%
600
– –
GGZ
4142
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$19K ﹤0.01%
1,624
-67
-4% -$757
HBB icon
4143
Hamilton Beach Brands
HBB
$311M
$19K ﹤0.01%
1,000
– –
HWC icon
4144
Hancock Whitney
HWC
$6.2B
$19K ﹤0.01%
416
+60
+17% +$2.43K
LCNB icon
4145
LCNB Corp
LCNB
$282M
$19K ﹤0.01%
1,000
– –
MOG.A icon
4146
Moog Inc Class A
MOG.A
$12.4B
$19K ﹤0.01%
230
-33
-13% -$2.82K
NMT icon
4147
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$130M
$19K ﹤0.01%
1,347
+7
+0.5% +$99
OSBC icon
4148
Old Second Bancorp
OSBC
$1.29B
$19K ﹤0.01%
1,400
-6,300
-82% -$78.6K
OSPN icon
4149
OneSpan
OSPN
$574M
$19K ﹤0.01%
1,122
+300
+36% +$5.1K
PTCT icon
4150
PTC Therapeutics
PTCT
$5.64B
$19K ﹤0.01%
391
-1,001
-72% -$42.5K
164 165
166
167 168

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.