Ladenburg Thalmann Financial Services’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$20K	Buy	713 +213	+43%	+$5.61K	﹤0.01%	4158
2019 Q3	$13K	Sell	500 -1,110	-69%	-$27.5K	﹤0.01%	4276
2019 Q2	$40K	Sell	1,610 -3,627	-69%	-$90K	﹤0.01%	3614
2019 Q1	$130K	Buy	5,237 +439	+9%	+$11K	﹤0.01%	2719
2018 Q4	$107K	Buy	4,798 +43	+0.9%	+$1.07K	﹤0.01%	2711
2018 Q3	$134K	Buy	+4,755	New	+$138K	﹤0.01%	2610
2018 Q1	–	Sell	-1,280	Closed	-$36.1K	–	5232
2017 Q4	$36K	Sell	1,280 -311	-20%	-$8.62K	﹤0.01%	3455
2017 Q3	$43K	Buy	1,591 +1,351	+563%	+$34.1K	﹤0.01%	3196
2017 Q2	$6K	Buy	+240	New	+$6.04K	﹤0.01%	4276

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

CCM

Cribstone Capital Management Augusta, Maine $172M AUM 13.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ladenburg Thalmann Financial Services's CSML Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) stake by 43% in Q4 2019, buying an estimated $5.61K and bringing the position to 713 shares worth $20K. The position accounts for ﹤0.01% of the portfolio, ranked #4158.

Ladenburg Thalmann Financial Services first reported a position in CSML in Q2 2017 and has held it in 9 quarters since. The position peaked at $134K in Q3 2018. 30 funds tracked by Wall St. Rank hold CSML as of Q4 2019.

Ladenburg Thalmann Financial Services held 713 shares of IndexIQ ETF Trust IQ U.S. Small Cap ETF worth $20K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 213 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q4 2019, an estimated $5.61K.
IndexIQ ETF Trust IQ U.S. Small Cap ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #4158 holding.
Ladenburg Thalmann Financial Services first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q2 2017 and has held it in 9 quarters since.
Ladenburg Thalmann Financial Services's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $134K in Q3 2018.
30 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.