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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

30 hedge funds and large institutions have $205M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $205M → $205M (+$70.4K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less funds holding

Funds holding: 3230 (-2)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
7
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$172M
Bank of America
2
Bank of America
North Carolina
$9.11M +$456K +17,294 +5%
Morgan Stanley
3
Morgan Stanley
New York
$4.3M +$117K +4,457 +3%
RJA
4
Raymond James & Associates
Florida
$3.56M -$55.7K -2,114 -2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.65M -$347K -13,178 -12%
Stifel Financial
6
Stifel Financial
Missouri
$2.6M -$316K -11,981 -11%
LPL Financial
7
LPL Financial
California
$1.76M -$275K -10,446 -14%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.41M +$1.05M +39,875 +339%
CCM
9
Cribstone Capital Management
Maine
$1.37M -$219K -8,304 -14%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.16M -$16.2K -614 -1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.13M -$170K -6,437 -13%
CA
12
Cetera Advisors
Colorado
$813K +$20.6K +783 +3%
FFN
13
Focus Financial Network
Minnesota
$643K -$479K -18,170 -44%
Wells Fargo
14
Wells Fargo
California
$603K +$176K +6,687 +43%
Jane Street
15
Jane Street
New York
$592K -$493K -18,703 -46%
Citadel Advisors
16
Citadel Advisors
Florida
$517K -$263K -9,985 -35%
PAG
17
Private Advisor Group
New Jersey
$364K -$54.2K -2,056 -13%
HighTower Advisors
18
HighTower Advisors
Illinois
$253K +$246K +9,323 New
UBS Group
19
UBS Group
Switzerland
$87K -$113K -4,275 -57%
FCA
20
FinTrust Capital Advisors
South Carolina
$82K -$15.8K -600 -17%
JP Morgan Chase
21
JP Morgan Chase
New York
$59K -$7.75K -294 -12%
AG
22
Advisor Group
Arizona
$37K
SPIA
23
Steward Partners Investment Advisory
New York
$26K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$20K +$5.61K +213 +43%
RCA
25
Ranch Capital Advisors
Florida
$16K +$15.8K +600 New

CSML Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q4 2019, worth a combined $205M — up 0.03% from $205M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CSML and 3 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 7 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.05M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $1.42M sold.

  • 30 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q4 2019, down from 32 in Q3 2019.
  • Funds reported $205M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q4 2019, up 0.03% quarter-over-quarter.
  • 3 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q4 2019 and 5 closed out, a net change of -2 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q4 2019 was Susquehanna International Group, an estimated $1.05M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q4 2019 was Cambridge Investment Research Advisors, an estimated $1.42M sold.

Based on aggregated 13F filings for Q4 2019.