Focus Financial Network’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Focus Financial Network’s Portfolio CSML Stock Details CSML Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-15,897	Closed	-$344K	–	458
2020 Q2	$344K	Sell	15,897 -3,699	-19%	-$73.3K	0.04%	280
2020 Q1	$338K	Sell	19,596 -3,849	-16%	-$92.3K	0.05%	263
2019 Q4	$643K	Sell	23,445 -18,170	-44%	-$479K	0.08%	212
2019 Q3	$1.05M	Sell	41,615 -6,774	-14%	-$168K	0.14%	130
2019 Q2	$1.2M	Buy	48,389 +5,930	+14%	+$147K	0.18%	110
2019 Q1	$1.05M	Buy	+42,459	New	+$1.07M	0.17%	113

Other funds holding CSML

NYLIM

New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Focus Financial Network's CSML Position: Q3 2020 in Review

Focus Financial Network sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q3 2020, closing a stake of 15,897 shares — an estimated $344K sold.

Focus Financial Network first reported a position in CSML in Q1 2019 and held it in 6 quarters. The position peaked at $1.2M in Q2 2019. 23 funds tracked by Wall St. Rank hold CSML as of Q3 2020.

Focus Financial Network reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q3 2020 after selling out during the quarter.
Focus Financial Network sold 15,897 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q3 2020, an estimated $344K.
Focus Financial Network first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q1 2019 and held it in 6 quarters.
Focus Financial Network's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $1.2M in Q2 2019.
23 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q3 2020.

Based on Focus Financial Network's 13F filing for Q3 2020, filed 24 Jul 2024.