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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

37 hedge funds and large institutions have $305M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less capital invested

Capital invested by funds: $325M → $305M (-$20M)

8% less funds holding

Funds holding: 4037 (-3)

41% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 17

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
37
Holders Change
-3
Holders Change %
-7.5%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
10
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$248M -$44.6M -1,775,545 -15%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$13.1M +$93.5K +3,720 +0.7%
Bank of America
3
Bank of America
North Carolina
$7.3M -$1.69M -67,124 -19%
Morgan Stanley
4
Morgan Stanley
New York
$6.59M -$1.35M -53,777 -17%
RJA
5
Raymond James & Associates
Florida
$4.42M -$925K -36,809 -17%
Wells Fargo
6
Wells Fargo
California
$3.64M -$418K -16,629 -10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.11M +$20.1K +801 +0.6%
LPL Financial
8
LPL Financial
California
$2.73M -$1.36M -54,129 -33%
Stifel Financial
9
Stifel Financial
Missouri
$2.63M +$19.5K +777 +0.7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.02M -$154K -6,120 -7%
AI
11
Atria Investments
North Carolina
$1.76M +$1.78M +70,926 New
EWM
12
Executive Wealth Management
Michigan
$1.72M -$106K -4,207 -6%
CCM
13
Cribstone Capital Management
Maine
$1.36M +$6.56K +261 +0.5%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.31M +$109K +4,321 +9%
FFN
15
Focus Financial Network
Minnesota
$1.05M +$1.07M +42,459 New
CA
16
Cetera Advisors
Colorado
$774K +$2.19K +87 +0.3%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$762K -$1.69M -67,262 -69%
PAG
18
Private Advisor Group
New Jersey
$461K +$151 +6 +0%
HighTower Advisors
19
HighTower Advisors
Illinois
$408K -$126K -5,014 -24%
Jane Street
20
Jane Street
New York
$348K -$62K -2,467 -15%
LNC
21
Lincoln National Corp
Pennsylvania
$324K -$1.92M -76,540 -85%
AWA
22
Arete Wealth Advisors
Illinois
$313K -$71.6K -2,850 -18%
IA
23
IFP Advisors
Florida
$288K -$41.4K -1,647 -13%
SFWC
24
Strategic Family Wealth Counselors
New Jersey
$235K +$10.9K +432 +5%
UBS Group
25
UBS Group
Switzerland
$162K +$163K +6,499 New

CSML Hedge Fund Activity: Q1 2019 in Review

37 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q1 2019, worth a combined $305M — down 6.1% from $325M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of CSML and 4 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 10 added.

The largest buyer was Atria Investments, opening a new position worth an estimated $1.78M. The largest seller was New York Life Investment Management, cutting an estimated $44.6M.

  • 37 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q1 2019, down from 40 in Q4 2018.
  • Funds reported $305M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q1 2019, down 6.1% quarter-over-quarter.
  • 4 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q1 2019 and 7 closed out, a net change of -3 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q1 2019 was Atria Investments, an estimated $1.78M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q1 2019 was New York Life Investment Management, an estimated $44.6M sold.

Based on aggregated 13F filings for Q1 2019.