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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

31 hedge funds and large institutions have $323M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2017 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 1

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

61% more capital invested

Capital invested by funds: $201M → $323M (+$122M)

55% more funds holding

Funds holding: 2031 (+11)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
31
Holders Change
+11
Holders Change %
+55%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
16
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$187M +$66M +2,381,054 +56%
NYLIC
2
New York Life Insurance Company
New York
$45.1M -$9.75M -351,967 -18%
Morgan Stanley
3
Morgan Stanley
New York
$37.9M +$27.8M +1,004,949 +290%
Bank of America
4
Bank of America
North Carolina
$14.3M +$6.97M +251,724 +97%
LPL Financial
5
LPL Financial
California
$6.85M +$2.82M +101,906 +72%
AI
6
Atria Investments
North Carolina
$4.29M +$4.24M +152,897 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.21M +$1.39M +50,273 +78%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.05M +$2M +72,182 +197%
Stifel Financial
9
Stifel Financial
Missouri
$2.92M +$2.9M +104,575 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.69M +$1.35M +48,606 +103%
FHA
11
Flagship Harbor Advisors
Massachusetts
$1.91M +$24.3K +877 +1%
RJA
12
Raymond James & Associates
Florida
$1.87M +$927K +33,466 +101%
XS
13
XML Securities
Maryland
$1.61M +$1.59M +57,461 New
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.6M +$1.58M +57,189 New
CA
15
Cetera Advisors
Colorado
$1.47M +$608K +21,953 +72%
Jane Street
16
Jane Street
New York
$1.47M -$98.3K -3,548 -6%
CCM
17
Cribstone Capital Management
Maine
$1.43M +$20.9K +756 +2%
CWM
18
Cornerstone Wealth Management
Missouri
$1.36M +$42.4K +1,531 +3%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.01M +$78.3K +2,826 +9%
HighTower Advisors
20
HighTower Advisors
Illinois
$638K +$627K +22,621 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$499K +$493K +17,787 New
PAG
22
Private Advisor Group
New Jersey
$425K +$62.9K +2,271 +18%
IA
23
IFP Advisors
Florida
$396K +$194K +7,004 +98%
WWMSC
24
Wagner Wealth Management (South Carolina)
South Carolina
$170K +$162K +5,845 New
SPIA
25
Steward Partners Investment Advisory
New York
$66K +$66.1K +2,386 New

CSML Hedge Fund Activity: Q4 2017 in Review

31 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q4 2017, worth a combined $323M — up 61% from $201M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CSML positions and 1 closed out — a net gain of 11 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was New York Life Investment Management, adding an estimated $66M. The largest seller was New York Life Insurance Company, cutting an estimated $9.75M.

  • 31 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q4 2017, up from 20 in Q3 2017.
  • Funds reported $323M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q4 2017, up 61% quarter-over-quarter.
  • 12 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q4 2017 and 1 closed out, a net change of +11 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q4 2017 was New York Life Investment Management, an estimated $66M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q4 2017 was New York Life Insurance Company, an estimated $9.75M sold.

Based on aggregated 13F filings for Q4 2017.