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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

26 hedge funds and large institutions have $207M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more funds holding

Funds holding: 2326 (+3)

8% more capital invested

Capital invested by funds: $192M → $207M (+$15.5M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

Holders
26
Holders Change
+3
Holders Change %
+13.04%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
8
Reduced
8
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$182M +$18.8M +538,752 +11%
Bank of America
2
Bank of America
North Carolina
$7.77M +$706K +20,211 +10%
Morgan Stanley
3
Morgan Stanley
New York
$5.77M -$306K -8,768 -5%
RJA
4
Raymond James & Associates
Florida
$2.96M -$17.5K -501 -0.6%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.71M -$168K -4,810 -9%
Stifel Financial
6
Stifel Financial
Missouri
$1.68M -$1.43K -41 -0.1%
LPL Financial
7
LPL Financial
California
$1.02M +$7.55K +216 +0.8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$839K +$2.27K +65 +0.3%
CA
9
Cetera Advisors
Colorado
$755K +$30.1K +860 +4%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$462K +$464K +13,266 New
OIA
11
OneDigital Investment Advisors
Kansas
$445K -$67.2K -1,924 -13%
FTUS
12
Flow Traders U.S.
New York
$244K +$241K +6,907 New
FA
13
Faithward Advisors
Pennsylvania
$221K -$664 -19 -0.3%
KAS
14
Kestra Advisory Services
Texas
$208K -$17.3K -494 -8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$175K
Osaic Holdings
16
Osaic Holdings
Arizona
$138K -$376K -10,770 -73%
UBS Group
17
UBS Group
Switzerland
$105K +$92.6K +2,649 +846%
Wells Fargo
18
Wells Fargo
California
$39K +$7.24K +207 +23%
FCA
19
FinTrust Capital Advisors
South Carolina
$27K
WWMSC
20
Wagner Wealth Management (South Carolina)
South Carolina
$27K
US Bancorp
21
US Bancorp
Minnesota
$25K
RCA
22
Ranch Capital Advisors
Florida
$21K +$21K +600 New
SPIA
23
Steward Partners Investment Advisory
New York
$18K
APA
24
American Portfolios Advisors
New York
$10.1K
HI
25
Harbour Investments
Wisconsin
$10K +$35 +1 +0.4%

CSML Hedge Fund Activity: Q3 2021 in Review

26 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q3 2021, worth a combined $207M — up 8.1% from $192M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new CSML positions and 0 closed out — a net gain of 3 holders — while 8 added to existing stakes and 8 trimmed.

The largest buyer was New York Life Investment Management, adding an estimated $18.8M. The largest seller was Osaic Holdings, cutting an estimated $376K.

  • 26 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q3 2021, up from 23 in Q2 2021.
  • Funds reported $207M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q3 2021, up 8.1% quarter-over-quarter.
  • 3 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q3 2021 and 0 closed out, a net change of +3 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q3 2021 was New York Life Investment Management, an estimated $18.8M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q3 2021 was Osaic Holdings, an estimated $376K sold.

Based on aggregated 13F filings for Q3 2021.