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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

22 hedge funds and large institutions have $166M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 1

5% more funds holding

Funds holding: 2122 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

18% less capital invested

Capital invested by funds: $202M → $166M (-$36M)

25% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 8

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
6
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$127M -$29.7M -909,527 -18%
LPL Financial
2
LPL Financial
California
$21.8M -$618K -18,896 -3%
Bank of America
3
Bank of America
North Carolina
$5.47M -$208K -6,347 -3%
SWIM
4
Smallwood Wealth Investment Management
New Jersey
$2.73M +$66.5K +2,034 +2%
GS
5
GTS Securities
New York
$1.7M +$871K +26,628 +95%
GIA
6
Gladstone Institutional Advisory
Florida
$1.37M +$198K +6,039 +16%
RJA
7
Raymond James & Associates
Florida
$1.22M -$1.54K -47 -0.1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.02M +$32.7K +1,001 +3%
Morgan Stanley
9
Morgan Stanley
New York
$947K -$29K -888 -3%
EAM
10
Empirical Asset Management
Massachusetts
$796K -$1.01K -31 -0.1%
Citadel Advisors
11
Citadel Advisors
Florida
$484K +$509K +15,575 New
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$446K -$60.3K -1,844 -11%
OIA
13
OneDigital Investment Advisors
Kansas
$217K
HighTower Advisors
14
HighTower Advisors
Illinois
$205K +$720 +22 +0.3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$199K -$101K -3,091 -33%
FCA
16
FinTrust Capital Advisors
South Carolina
$23.9K
TRCT
17
Tower Research Capital (TRC)
New York
$21.7K +$3.83K +117 +20%
Osaic Holdings
18
Osaic Holdings
Arizona
$20.5K
SPIA
19
Steward Partners Investment Advisory
New York
$15.6K
Comerica Bank
20
Comerica Bank
Texas
$7.99K +$8.41K +257 New
Fidelity Investments
21
Fidelity Investments
Massachusetts
$6.75K
GJIA
22
Glass Jacobson Investment Advisors
Maryland
$6.22K
UBS Group
23
UBS Group
Switzerland
-$84.6K -2,609 Closed

CSML Hedge Fund Activity: Q3 2023 in Review

22 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q3 2023, worth a combined $166M — down 18% from $202M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new CSML positions and 1 closed out — a net gain of 1 holder — while 6 added to existing stakes and 8 trimmed.

The largest buyer was GTS Securities, adding an estimated $871K. The largest seller was New York Life Investment Management, cutting an estimated $29.7M.

  • 22 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q3 2023, up from 21 in Q2 2023.
  • Funds reported $166M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q3 2023, down 18% quarter-over-quarter.
  • 2 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q3 2023 and 1 closed out, a net change of +1 holder.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q3 2023 was GTS Securities, an estimated $871K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q3 2023 was New York Life Investment Management, an estimated $29.7M sold.

Based on aggregated 13F filings for Q3 2023.