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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

32 hedge funds and large institutions have $205M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 3332 (-1)

17% less capital invested

Capital invested by funds: $246M → $205M (-$40.9M)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

68% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 19

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
6
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$172M -$26.6M -1,077,184 -14%
Bank of America
2
Bank of America
North Carolina
$7.94M +$589K +23,820 +8%
Morgan Stanley
3
Morgan Stanley
New York
$3.84M -$2.59M -104,556 -41%
RJA
4
Raymond James & Associates
Florida
$3.32M -$384K -15,536 -11%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.76M -$97.4K -3,936 -3%
Stifel Financial
6
Stifel Financial
Missouri
$2.7M +$82.4K +3,333 +3%
LPL Financial
7
LPL Financial
California
$1.88M -$270K -10,909 -13%
CCM
8
Cribstone Capital Management
Maine
$1.47M -$25.1K -1,016 -2%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$1.42M -$25.2K -1,017 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.2M -$480K -19,392 -29%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.08M -$11.7M -472,288 -92%
FFN
12
Focus Financial Network
Minnesota
$1.05M -$168K -6,774 -14%
Jane Street
13
Jane Street
New York
$1.01M +$792K +32,031 +384%
Citadel Advisors
14
Citadel Advisors
Florida
$729K -$775K -31,331 -52%
CA
15
Cetera Advisors
Colorado
$722K -$23.8K -962 -3%
PAG
16
Private Advisor Group
New Jersey
$386K -$21.7K -879 -5%
Wells Fargo
17
Wells Fargo
California
$386K +$9.84K +398 +3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$296K -$1.22M -49,298 -81%
SFWC
19
Strategic Family Wealth Counselors
New Jersey
$259K +$25 +1 +0%
UBS Group
20
UBS Group
Switzerland
$188K -$2.72K -110 -1%
IA
21
IFP Advisors
Florida
$134K +$129K +5,205 New
PCG
22
Private Capital Group
Connecticut
$92K -$249K -10,050 -73%
FCA
23
FinTrust Capital Advisors
South Carolina
$90K
JP Morgan Chase
24
JP Morgan Chase
New York
$62K -$8.95K -362 -13%
AG
25
Advisor Group
Arizona
$35K -$6.18K -250 -15%

CSML Hedge Fund Activity: Q3 2019 in Review

32 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q3 2019, worth a combined $205M — down 17% from $246M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of CSML and 2 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 6 added.

The largest buyer was Jane Street, adding an estimated $792K. The largest seller was New York Life Investment Management, cutting an estimated $26.6M.

  • 32 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q3 2019, down from 33 in Q2 2019.
  • Funds reported $205M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q3 2019, down 17% quarter-over-quarter.
  • 2 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q3 2019 and 3 closed out, a net change of -1 holder.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q3 2019 was Jane Street, an estimated $792K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q3 2019 was New York Life Investment Management, an estimated $26.6M sold.

Based on aggregated 13F filings for Q3 2019.