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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

23 hedge funds and large institutions have $105M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $95.4M → $105M (+$9.28M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

12% less funds holding

Funds holding: 2623 (-3)

64% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 14

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
23
Holders Change
-3
Holders Change %
-11.54%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
5
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$86.8M +$9.03M +399,185 +11%
Bank of America
2
Bank of America
North Carolina
$4.02M -$207K -9,147 -5%
Morgan Stanley
3
Morgan Stanley
New York
$3.79M +$385K +17,039 +11%
RJA
4
Raymond James & Associates
Florida
$2.31M -$86.8K -3,836 -4%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.15M +$693K +30,625 +46%
Stifel Financial
6
Stifel Financial
Missouri
$1.78M -$8.32K -368 -0.5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$1.28M +$180K +7,953 +16%
LPL Financial
8
LPL Financial
California
$698K -$196K -8,670 -22%
CA
9
Cetera Advisors
Colorado
$581K -$27K -1,192 -4%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$497K -$87.5K -3,869 -15%
OIA
11
OneDigital Investment Advisors
Kansas
$374K -$552K -24,413 -59%
FA
12
Faithward Advisors
Pennsylvania
$199K -$23.2K -1,027 -10%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$124K -$513K -22,661 -80%
Wells Fargo
14
Wells Fargo
California
$44K -$21.9K -970 -33%
UBS Group
15
UBS Group
Switzerland
$29K -$76.4K -3,380 -72%
Osaic Holdings
16
Osaic Holdings
Arizona
$29K -$2.28K -101 -7%
RCA
17
Ranch Capital Advisors
Florida
$13K
SPIA
18
Steward Partners Investment Advisory
New York
$11K +$2.1K +93 +23%
AWA
19
Arkadios Wealth Advisors
Georgia
$8.72K +$8.26K +365 New
APA
20
American Portfolios Advisors
New York
$6.31K
CCM
21
Cribstone Capital Management
Maine
$1K -$16.2K -715 -92%
Citigroup
22
Citigroup
New York
$1K -$2.35K -104 -61%
FCA
23
FinTrust Capital Advisors
South Carolina
$53
Citadel Advisors
24
Citadel Advisors
Florida
-$924K -42,699 Closed
FFN
25
Focus Financial Network
Minnesota
-$344K -15,897 Closed

CSML Hedge Fund Activity: Q3 2020 in Review

23 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q3 2020, worth a combined $105M — up 9.7% from $95.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of CSML and 1 opened new positions — a net loss of 3 holders — while 14 trimmed existing stakes and 5 added.

The largest buyer was New York Life Investment Management, adding an estimated $9.03M. The largest seller was Citadel Advisors, exiting entirely with an estimated $924K sold.

  • 23 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q3 2020, down from 26 in Q2 2020.
  • Funds reported $105M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q3 2020, up 9.7% quarter-over-quarter.
  • 1 fund opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q3 2020 and 4 closed out, a net change of -3 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q3 2020 was New York Life Investment Management, an estimated $9.03M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q3 2020 was Citadel Advisors, an estimated $924K sold.

Based on aggregated 13F filings for Q3 2020.