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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

21 hedge funds and large institutions have $202M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2121 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

12% less capital invested

Capital invested by funds: $229M → $202M (-$26.7M)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
21
Holders Change
Holders Change %
0%
% of All Funds
0.33%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
6
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$162M -$30.2M -965,577 -16%
LPL Financial
2
LPL Financial
California
$23.4M -$1M -32,092 -4%
Bank of America
3
Bank of America
North Carolina
$5.91M -$121K -3,872 -2%
SWIM
4
Smallwood Wealth Investment Management
New Jersey
$2.78M -$88.8K -2,840 -3%
RJA
5
Raymond James & Associates
Florida
$1.28M +$57.4K +1,835 +5%
GIA
6
Gladstone Institutional Advisory
Florida
$1.23M +$345K +11,045 +41%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.03M +$89.2K +2,853 +10%
Morgan Stanley
8
Morgan Stanley
New York
$1.02M -$51.3K -1,641 -5%
GS
9
GTS Securities
New York
$907K +$874K +27,955 New
EAM
10
Empirical Asset Management
Massachusetts
$831K +$40.1K +1,282 +5%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$525K -$624K -19,948 -55%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$308K -$5.63K -180 -2%
OIA
13
OneDigital Investment Advisors
Kansas
$226K -$60K -1,920 -22%
HighTower Advisors
14
HighTower Advisors
Illinois
$213K +$205K +6,565 New
UBS Group
15
UBS Group
Switzerland
$84.6K +$37.3K +1,192 +84%
FCA
16
FinTrust Capital Advisors
South Carolina
$24.6K
Osaic Holdings
17
Osaic Holdings
Arizona
$21.4K
TRCT
18
Tower Research Capital (TRC)
New York
$18.8K -$4.63K -148 -20%
SPIA
19
Steward Partners Investment Advisory
New York
$16.3K
Fidelity Investments
20
Fidelity Investments
Massachusetts
$7.04K +$3.85K +123 +131%
GJIA
21
Glass Jacobson Investment Advisors
Maryland
$6.49K +$6.25K +200 New
Citadel Advisors
22
Citadel Advisors
Florida
-$930K -29,335 Closed
Jane Street
23
Jane Street
New York
-$271K -8,533 Closed
BAM
24
Belpointe Asset Management
Nevada
-$1.27K -40 Closed

CSML Hedge Fund Activity: Q2 2023 in Review

21 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q2 2023, worth a combined $202M — down 12% from $229M a quarter earlier.

Fund positioning in CSML was balanced in Q2 2023: 3 funds opened new positions, 3 closed out, 6 added to existing stakes and 9 trimmed.

The largest buyer was Gladstone Institutional Advisory, adding an estimated $345K. The largest seller was New York Life Investment Management, cutting an estimated $30.2M.

  • 21 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q2 2023, unchanged from Q1 2023.
  • Funds reported $202M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q2 2023, down 12% quarter-over-quarter.
  • 3 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q2 2023 and 3 closed out, a net change of 0 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q2 2023 was Gladstone Institutional Advisory, an estimated $345K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q2 2023 was New York Life Investment Management, an estimated $30.2M sold.

Based on aggregated 13F filings for Q2 2023.