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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

26 hedge funds and large institutions have $184M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

18% more capital invested

Capital invested by funds: $156M → $184M (+$27.9M)

8% more funds holding

Funds holding: 2426 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
4
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$158M -$667K -20,181 -0.4%
Bank of America
2
Bank of America
North Carolina
$6.75M +$623K +18,871 +11%
Morgan Stanley
3
Morgan Stanley
New York
$6.09M +$258K +7,807 +5%
RJA
4
Raymond James & Associates
Florida
$2.97M -$138K -4,190 -5%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.89M -$70.2K -2,125 -4%
Stifel Financial
6
Stifel Financial
Missouri
$1.65M -$998K -30,201 -39%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.27M +$412K +12,474 +52%
LPL Financial
8
LPL Financial
California
$1.01M -$75.9K -2,299 -7%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$805K -$12.1K -365 -2%
CA
10
Cetera Advisors
Colorado
$731K
Citadel Advisors
11
Citadel Advisors
Florida
$535K -$330K -9,984 -39%
OIA
12
OneDigital Investment Advisors
Kansas
$518K -$10.1K -305 -2%
FTUS
13
Flow Traders U.S.
New York
$406K +$389K +11,761 New
FA
14
Faithward Advisors
Pennsylvania
$248K -$54.7K -1,656 -19%
KAS
15
Kestra Advisory Services
Texas
$215K +$206K +6,222 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$198K +$6.97K +211 +4%
Wells Fargo
17
Wells Fargo
California
$31K
FCA
18
FinTrust Capital Advisors
South Carolina
$27K
WWMSC
19
Wagner Wealth Management (South Carolina)
South Carolina
$26K
Osaic Holdings
20
Osaic Holdings
Arizona
$20K
RCA
21
Ranch Capital Advisors
Florida
$20K
SPIA
22
Steward Partners Investment Advisory
New York
$17.4K
HI
23
Harbour Investments
Wisconsin
$10K +$9.12K +276 New
APA
24
American Portfolios Advisors
New York
$9.84K
Fidelity Investments
25
Fidelity Investments
Massachusetts
$3K +$3.14K +95 New

CSML Hedge Fund Activity: Q1 2021 in Review

26 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q1 2021, worth a combined $184M — up 18% from $156M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CSML positions and 2 closed out — a net gain of 2 holders — while 4 added to existing stakes and 10 trimmed.

The largest buyer was Bank of America, adding an estimated $623K. The largest seller was Stifel Financial, cutting an estimated $998K.

  • 26 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q1 2021, up from 24 in Q4 2020.
  • Funds reported $184M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q1 2021, up 18% quarter-over-quarter.
  • 4 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q1 2021 and 2 closed out, a net change of +2 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q1 2021 was Bank of America, an estimated $623K added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q1 2021 was Stifel Financial, an estimated $998K sold.

Based on aggregated 13F filings for Q1 2021.