Stifel Financial
CSML

Stifel Financial’s IndexIQ ETF Trust IQ U.S. Small Cap ETF CSML Stock Holding History

Stifel Financial’s Portfolio CSML Stock Details CSML Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q4 		– Sell
-44,684
Closed -$1.29M – 3396
2022
Q3 		$1.29M Sell
44,684
-1,549
-3% -$49.2K ﹤0.01% 1783
2022
Q2 		$1.39M Sell
46,233
-262
-0.6% -$8.42K ﹤0.01% 1755
2022
Q1 		$1.63M Sell
46,495
-774
-2% -$27K ﹤0.01% 1767
2021
Q4 		$1.74M Sell
47,269
-333
-0.7% -$12.1K ﹤0.01% 1727
2021
Q3 		$1.68M Sell
47,602
-41
-0.1% -$1.43K ﹤0.01% 1702
2021
Q2 		$1.7M Sell
47,643
-277
-0.6% -$9.84K ﹤0.01% 1726
2021
Q1 		$1.65M Sell
47,920
-30,201
-39% -$998K ﹤0.01% 1641
2020
Q4 		$2.28M Sell
78,121
-2,082
-3% -$54K ﹤0.01% 1310
2020
Q3 		$1.78M Sell
80,203
-368
-0.5% -$8.32K ﹤0.01% 1279
2020
Q2 		$1.74M Sell
80,571
-4,365
-5% -$86.5K ﹤0.01% 1232
2020
Q1 		$1.46M Sell
84,936
-10,441
-11% -$250K ﹤0.01% 1217
2019
Q4 		$2.6M Sell
95,377
-11,981
-11% -$316K 0.01% 1175
2019
Q3 		$2.7M Buy
107,358
+3,333
+3% +$82.4K 0.01% 1119
2019
Q2 		$2.58M Sell
104,025
-2,054
-2% -$50.9K 0.01% 1180
2019
Q1 		$2.63M Buy
106,079
+777
+0.7% +$19.5K 0.01% 1100
2018
Q4 		$2.34M Sell
105,302
-3,678
-3% -$92K 0.01% 1080
2018
Q3 		$3.08M Sell
108,980
-395
-0.4% -$11.5K 0.01% 1046
2018
Q2 		$3.13M Sell
109,375
-235
-0.2% -$6.65K 0.01% 997
2018
Q1 		$2.99M Buy
109,610
+5,035
+5% +$142K 0.01% 983
2017
Q4 		$2.92M Buy
+104,575
New +$2.9M 0.01% 984

Other funds holding CSML

NYLIM
New York Life Investment Management New York $11.8B AUM 23.45% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SWIM
Smallwood Wealth Investment Management Red Bank, New Jersey $229M AUM 23.56% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Stifel Financial's CSML Position: Q4 2022 in Review

Stifel Financial sold out of IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) in Q4 2022, closing a stake of 44,684 shares — an estimated $1.29M sold.

Stifel Financial first reported a position in CSML in Q4 2017 and held it in 20 quarters. The position peaked at $3.13M in Q2 2018. 20 funds tracked by Wall St. Rank hold CSML as of Q4 2022.

  • Stifel Financial reported no remaining IndexIQ ETF Trust IQ U.S. Small Cap ETF position as of Q4 2022 after selling out during the quarter.
  • Stifel Financial sold 44,684 IndexIQ ETF Trust IQ U.S. Small Cap ETF shares in Q4 2022, an estimated $1.29M.
  • Stifel Financial first reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF in Q4 2017 and held it in 20 quarters.
  • Stifel Financial's IndexIQ ETF Trust IQ U.S. Small Cap ETF position peaked at $3.13M in Q2 2018.
  • 20 funds tracked by Wall St. Rank held IndexIQ ETF Trust IQ U.S. Small Cap ETF as of Q4 2022.

Based on Stifel Financial's 13F filing for Q4 2022, filed 13 Feb 2023.