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CSML

IndexIQ ETF Trust IQ U.S. Small Cap ETF

Delisted

CSML was delisted on the 22nd of April, 2024.

26 hedge funds and large institutions have $203M invested in IndexIQ ETF Trust IQ U.S. Small Cap ETF in 2021 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0% more funds holding

Funds holding: 2626 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

2% less capital invested

Capital invested by funds: $207M → $203M (-$3.81M)

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
26
Holders Change
Holders Change %
0%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
3
Increased
6
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NYLIM
1
New York Life Investment Management
New York
$173M -$18.7M -512,054 -10%
Bank of America
2
Bank of America
North Carolina
$7.85M -$234K -6,417 -3%
Morgan Stanley
3
Morgan Stanley
New York
$5.54M -$462K -12,662 -8%
RJA
4
Raymond James & Associates
Florida
$3.09M +$9.91K +272 +0.3%
SWIM
5
Smallwood Wealth Investment Management
New Jersey
$2.86M +$2.83M +77,688 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$1.89M +$105K +2,877 +6%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.79M +$1.3M +35,575 +268%
Stifel Financial
8
Stifel Financial
Missouri
$1.74M -$12.1K -333 -0.7%
LPL Financial
9
LPL Financial
California
$1.06M -$109 -3 -0%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$846K -$27.7K -761 -3%
CA
11
Cetera Advisors
Colorado
$757K -$29.2K -800 -4%
FTUS
12
Flow Traders U.S.
New York
$730K +$472K +12,953 +188%
Citadel Advisors
13
Citadel Advisors
Florida
$539K +$536K +14,707 New
OIA
14
OneDigital Investment Advisors
Kansas
$448K -$15.3K -420 -3%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$351K +$167K +4,590 +92%
KAS
16
Kestra Advisory Services
Texas
$211K -$5.61K -154 -3%
UBS Group
17
UBS Group
Switzerland
$126K +$17.4K +478 +16%
Wells Fargo
18
Wells Fargo
California
$41K
FCA
19
FinTrust Capital Advisors
South Carolina
$28K
WWMSC
20
Wagner Wealth Management (South Carolina)
South Carolina
$28K
US Bancorp
21
US Bancorp
Minnesota
$26K
Osaic Holdings
22
Osaic Holdings
Arizona
$22K -$120K -3,303 -85%
SPIA
23
Steward Partners Investment Advisory
New York
$18K
TRCT
24
Tower Research Capital (TRC)
New York
$16K +$15.5K +426 New
APA
25
American Portfolios Advisors
New York
$10.5K

CSML Hedge Fund Activity: Q4 2021 in Review

26 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) for Q4 2021, worth a combined $203M — down 1.8% from $207M a quarter earlier.

Fund positioning in CSML was balanced in Q4 2021: 3 funds opened new positions, 3 closed out, 6 added to existing stakes and 10 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.3M. The largest seller was New York Life Investment Management, cutting an estimated $18.7M.

  • 26 institutional investors held IndexIQ ETF Trust IQ U.S. Small Cap ETF (CSML) as of Q4 2021, unchanged from Q3 2021.
  • Funds reported $203M of IndexIQ ETF Trust IQ U.S. Small Cap ETF stock for Q4 2021, down 1.8% quarter-over-quarter.
  • 3 funds opened new IndexIQ ETF Trust IQ U.S. Small Cap ETF positions in Q4 2021 and 3 closed out, a net change of 0 holders.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF buyer in Q4 2021 was Susquehanna International Group, an estimated $1.3M added.
  • The largest IndexIQ ETF Trust IQ U.S. Small Cap ETF seller in Q4 2021 was New York Life Investment Management, an estimated $18.7M sold.

Based on aggregated 13F filings for Q4 2021.